1 – INTRODUCTION
In the year under review, the National Agency
chose to focus on the topic of residential care
and nursing homes.
Nevertheless, the National Agency is in fact
obliged to include residential care and nursing
homes in its visits. This mandate follows from
Article 2 (1) of the State Treaty on the
establishment of a national mechanism of all
Länder in accordance with Article 3 of the
OPCAT, which obliges the National Agency to
conduct visits to “places of detention” within the
meaning of Article 4 of the OPCAT. This
concerns all places where persons are or may be
deprived of their liberty, either by virtue of an
order given by a public authority or at its
instigation or with its explicit consent or
acquiescence. This includes long-term care
facilities, as persons may be deprived of their
liberty in being accommodated there, or may be
subject to measures involving deprivation of
38
liberty. These facilities may be either public
institutes or privately owned.
Since commencing its visits to residential care
and nursing homes in 2015, the National Agency
has visited such facilities in every Land. In the
reporting period, it carried out 28 visits to
residential care and nursing homes, three of
which were follow-up visits. The latter were
arranged in order to assess the extent to which
the
facilities
had
implemented
recommendations from previous visits.
To ensure humane conditions in care facilities,
it is vitally important that patients are able to
lead as self-determined a life as possible,
regardless of the severity of their care needs.
Where it is not possible to avoid certain
limitations, these must be kept to a minimum
level of what is strictly necessary. The visits
addressed in particular the issues of: measures
for deprivation of liberty; ensuring maximum
freedom of choice for patients in all matters;
protection against violence; respectful treatment
of residents; as well as general conditions in the
facilities, for example in terms of accessibility.
The Medical Service of the Health Insurance
Funds [Medizinischer Dienst der Krankenkassen]
and residential home authorities are also tasked
with inspecting residential care and nursing
homes. There is therefore potential for overlaps
in individual assessment criteria. Yet what
differentiates the inspections is their particular
focus. In its visiting activities, the National
Agency is concerned with humane conditions.
Consequently, any overlaps with other
inspection mechanisms will only arise where the
focus is on ensuring the human dignity of
residents. Given this focus, it is often necessary
for the National Agency to express criticism
over circumstances that are not addressed, or
not addressed sufficiently, in other inspections.
The present report draws on findings from all
visits conducted to date to residential care and
nursing homes.
1.1 – THE NATIONAL AGENCY AS A
PREVENTIVE MECHANISM IN
RESIDENTIAL CARE AND NURSING
HOMES
The National Agency conducts visits to
residential care and nursing homes with the aim
of preventing potential violations of human
dignity in places where people are deprived of
their liberty. The Agency works together with
the facilities and the highest supervisory
authorities in order to bring about sustainable
improvements in living conditions.
1.2 – COOPERATION WITH THE
RESPONSIBLE MINISTRIES
The responsible ministries must enable the
National Agency to fulfil its mandate. This
implies a number of obligations for those
ministries. However, in isolated cases, the
ministries responsible for residential care and
However, in a small number of cases, the
facilities visited stressed that residential care and
nursing homes are already inspected by various
control mechanisms, and it was therefore not
clear why further inspection was necessary.
38
Nowak / McArthur, The United Nations Convention
against Torture – A Commentary, 2008, p. 926, margin no. 2
34
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