3. INCIDENT PREVENTION AND RESPONSE
WHY IS IT IMPORTANT?
42
The use of force and arms may be necessary in exceptional circumstances. However,
it presents a high risk of injury and may result in fatalities, especially if directed against
individuals with specific health conditions. Some arms are also likely to cause pain and
humiliation. Sometimes they are deliberately misused to hurt or intimidate prisoners, while
others have been found to have no use other than to inflict torture or other ill‑treatment.
43
If the use of force and arms is not properly regulated it is likely to be used indiscriminately and
when not strictly necessary. Lack of proper regulation can lead to a culture of fear and distrust
emerging between prisoners and staff. Where prison rules are vague with regard to the use of
force and where arms are readily available, there is a tendency to overuse them without first
considering alternative means of control, even though they can be more effective in both the
short- and long-term.
44
Although staff may sometimes need to resort to force or arms for their own safety, it is
important to recognize that the use of force or arms can also endanger staff, since it may
escalate a violent situation further. As noted in a 2010 UN survey, “[e]xcessive security and
control can, at its worst, lead to a sense of injustice and increase the risk of a breakdown
of control and of violent or abusive behaviour”.193
3
PUTTING IT INTO PRACTICE
88
Prohibitions on the use of force and arms
45
Prisons should be free from any equipment intended to be used for inflicting torture
or ill‑treatment.194
46
Arms that should never be used include spiked batons, truncheons made of metal or other
implements having a shaft with metal spikes and spiked shields, which have been deemed
to have “no practical use other than for (...) the purpose of torture and other cruel, inhuman
or degrading treatment or punishment,”195 and body worn electric shock equipment. Similarly,
whips comprising multiple lashes or thongs and whips having one or more lashes or thongs
fitted with barbs, hooks, spikes, metal wire or similar objects enhancing the impact of the lash
or thong have been deemed unsuitable for use by law enforcement authorities and exports
of these products have been prohibited within the EU.196
47
Force or arms must never be used for the purpose of inflicting pain.
When can force and arms be used?
48
Force must only be used as a measure of last resort, in accordance with the principles of
legality, necessity and proportionality. Its use is only justified in exceptional circumstances
“when strictly necessary for the maintenance of security and order within the institution,
or when personal safety is threatened”.197
49
Basic Principle 16 of the BPUFF states that firearms should not be used against people
except in self-defence or defence of others against the imminent threat of death or serious
injury, to prevent the perpetration of a particularly serious crime involving grave threat to life
or to prevent the escape of a person presenting such a danger. Firearms should only be
used when less extreme means are insufficient to achieve these objectives. In any event,
firearms may only be used with lethal intent when strictly unavoidable in order to protect life
193. Workshop 2: Survey of United Nations and other best practices in the treatment of prisoners in the criminal justice system: Background Paper,
Twelfth United Nations Congress on Crime Prevention and Criminal Justice, 28 January 2010, 6A/CONF.213/13, para. 45.
194. United Nations Human Rights Committee, General Comment No. 20: Prohibition of Torture, or Other Cruel, Inhuman or Degrading Treatment
or Punishment (article 7 ICCPR), op. cit., note 18, para. 11; Resource Book on Use of force and Firearms, OHCHR/UNODC, op. cit., note 131, p. 145.
195. Regulation No 775/2014, European Union, op. cit., note 168, para. 1 and Annex II, para. 3.
196. Ibid, Annex II, para. 4.
197. Basic Principles on the Use of Force and Firearms, op. cit., note 158, Basic Principle 15.
Guidance document on the Nelson Mandela Rules
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