Checklist for detention monitors: providing training on the use of force.
1)
2)
• Realistic scenarios?
Are firearms, less-lethal weapons and restraints issued
only to staff who have been trained in their use, and
who have passed appropriate proficiency standards?
• Alternatives to the use of force and firearms, such as
preventive and defusing techniques to assist in the
management of violent offenders?
Does the training given to staff include the following
elements:
• Cultural awareness and sensitivity to diversity, including gender awareness and awareness of child-related
issues?
• Technical proficiency in the use of force technique in
question?
• Legal, ethical and human rights framework, including
the absolute prohibition on torture and cruel, inhuman
or degrading treatment or punishment?
• Security and safety, including the concept of dynamic
security, personal safety and stress management?
Section 2.2: Policies, Procedures and Thresholds for Use
Section 2.2.1: Firearms
The Basic Principles (Principles 9 – 11 and Principle 16) state, in part,
that ‘law enforcement officials shall not use firearms against persons
except in self-defence or defence of others against the imminent
threat of death or serious injury, to prevent the perpetration of a
particularly serious crime involving grave threat to life, to arrest a
person presenting such a danger and resisting their authority, or
to prevent his or her escape, and only when less extreme means
are insufficient to achieve these objectives’. They further note that
‘intentional lethal use of firearms may only be made when strictly
unavoidable in order to protect life’ and that, when used, they shall
be used ‘in a manner likely to decrease the risk of unnecessary
harm’ – although the issue of harm to whom is not specified (but
has been broadly interpreted to include harm to third persons, see
Amnesty International 2015). They note that warnings should be
given, with sufficient time for the warning to be observed, ‘unless
to do so would unduly place the law enforcement officials at risk
or would create a risk of death or serious harm to other persons,
or would be clearly inappropriate or pointless in the circumstances
of the incident’. As the UNODC/OHCHR Resource book (2017:
98) notes, though, warnings should not be interpreted to include
warning shots. Indeed, it notes that ‘warning shots should be avoided
as they carry serious risk of causing damage or injury. Indeed, it is
good practice to prohibit warning shots altogether’.
3)
Do staff undergo regular refresher training?
4)
Is the content of the training reviewed regularly, and in
light of particular incidents?
automatically fire on prisoners attempting to escape.’ The Guidelines
on the Conditions of Arrest, Police Custody and Pre-Trial Detention
in Africa (Guideline 25) similarly ‘limits the use of firearms for reasons
of self-defence or the defence of others against the imminent threat
of death or serious injury’. The Principles and Best Practices on the
Protection of Persons Deprived of Liberty in the Americas (Principle
23) states that ‘personnel shall be forbidden to use firearms or
other lethal weapons inside places of deprivation of liberty, except
when strictly unavoidable in order to protect the lives of persons’.
Thus, as a former Special Rapporteur on Extrajudicial, Summary
or Arbitrary Executions, Professor Christof Heyns has noted, ‘the
guiding principle in respect of the lethal use of force or firearms is
defence of one’s own life or that of others’. He further notes that
‘lethal force may be used intentionally only if the objective is to
protect life, and less harmful measures are inadequate’ (UN Special
Rapporteur on Extrajudicial, Summary or Arbitrary Executions
2010, Point 60).
The Inter-American Commission on Human Rights (2013) has
stated that ‘in cases of flight or escape of persons deprived of their
liberty, the State must employ all non-lethal means at its disposal
to recapture the offenders and may only use lethal force in cases
of imminent danger in which prisoners attempting to escape react
against prison guards or third parties with violent means that threaten
their lives. Therefore, there is no ethical or legal justification for a
so-called ‘escape law’ legitimizing or empowering prison guards to
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