perpetrators of torture, several governments, such as France,
Barbados, Panama and Spain, advocated an extension of the
definition covering also private individuals. Germany did not
go as far but wished to include also non-State actors who
exercise authority over others and whose authority is
comparable to government authority. Since other governments,
including the United States, United Kingdom, Morocco and
Austria, insisted on a traditional State-centred definition, the
Working Group finally agreed on a US compromise proposal
which extended State responsibility to the consent or
acquiescence of a public official. Since the delegations could
not agree on a definition of the term ‘public official’, the
Austrian proposal to add the phrase ‘or other person acting in
an official capacity’ was adopted.” (footnotes excluded)
On this basis Mr Powles submits that the compromise was the inclusion of non-State
actors who act with the consent or acquiescence of a public official and not the
expansion of the definition of “person acting in an official capacity” beyond persons
or entities who in fact act for or on behalf of the State.
31.
It seems clear from this account by Nowak and McArthur that, in the result,
the intention was at least to exclude from the definition the conduct of private
individuals acting in a private capacity. The question is whether it was intended to
go further and to include within the definition acts of de facto authorities exercising
governmental functions. On behalf of the appellant, Mr Powles draws particular
attention to the reference by Nowak and McArthur to insistence “on a traditional
State-centred definition” and submits that it supports the view that conduct in an
official capacity must be attributable to the State. It is not entirely clear, however,
what is meant by this term. A later passage in Nowak and McArthur, on which the
prosecution relies, suggests that it may be intended simply to exclude perpetrators
acting entirely in a personal capacity.
“118. The term ‘other person acting in an official capacity’
goes, however, clearly beyond State officials. It was inserted
on the proposal of Austria in order to meet the concerns of the
Federal Republic of Germany that certain non-State actors
whose authority is comparable to governmental authority
should also be held accountable. These de facto authorities
seem to be similar to those ‘political organizations’ which,
according to article 7(2)(i) ICC Statute, can be held
accountable for the crime of enforced disappearance before the
ICC. One might think of rebel, guerrilla or insurgent groups
who exercise de facto authority in certain regions or of warring
factions in so-called ‘failing States’.
Page 15
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