C O M P A R AT I V E S T U D Y
man can seriously entertain. What is required is not an absolute or
mathematical certainty, but a moral certainty.448
The US Supreme Court found that the words “substantial” and “grave” used
in the jury instructions at trial suggested a higher degree of doubt required for
acquittal than under the reasonable doubt standard. The US Supreme Court
reasoned that “[w]hen those statements are then considered with reference
to “moral certainty,” rather than evidentiary certainty, it becomes clear that
a responsible juror could have interpreted the instruction to allow a finding of
guilt based on a degree of proof below that required by the Due Process Clause.”449
Critics note that Cage failed to clarify whether the unconstitutionality
of a jury instruction depended on the presence of the critical terms
“substantial doubt,” “grave uncertainty,” and “moral certainty.”450
Sullivan v. Louisiana (1993)
In Sullivan, the US Supreme Court dealt with the effects that errors
during trial have on an appellate court’s review of the case.451 The Court
held that a constitutionally deficient reasonable doubt instruction was an
error resulting in automatic reversal on appeal.452
In Sullivan, the petitioner was charged and convicted of first-degree
murder. At trial, the judge gave a definition of reasonable doubt essentially
identical to the one held to be unconstitutional in Cage.453 On appeal,
the Supreme Court of Louisiana upheld the conviction, finding that the
erroneous instruction was a harmless error.454
The US Supreme Court reversed the Supreme Court of Louisiana’s
decision. It reasoned that in deciding whether the error was harmless, the
reviewing court must consider what effect the error had upon the guilty
verdict in the case at hand.455 The US Supreme Court further elaborated:
The inquiry, in other words, is not whether, in a trial that occurred
without the error, a guilty verdict would surely have been rendered,
but whether the guilty verdict actually rendered in this trial was
surely unattributable to the error.456
The US Supreme Court reasoned “to hypothesize a guilty verdict that
was never in fact rendered – no matter how inescapable the findings to
support that verdict might be – would violate the jury-trial guarantee.”457
Cage, at 40 (italics in original).
Cage, at 41.
450
See Matt Nichols, Victor v. Nebraska: The “Reasonable Doubt” Dilemma, 73 N.C. L. Rev. 1709, 1720
(1995) (hereinafter “Nichols”). See also Uviller, p. 35.
451
Sullivan, at 275.
452
Sullivan, at 282.
453
Sullivan, at 277.
454
Sullivan, at 277.
455
Sullivan, at 279, citing Chapman v. California, 386 U.S. 18, 24 (1967).
456
Sullivan, at 279, (italics in original).
457
Sullivan, at 279.
448
449
103
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