22
Legal Digest of International Fair Trial Rights
Also relevant to the general question of the application of fair trial rights is the extent to which
they may be limited. The limitation of fair trial rights may occur by operation of three mechanisms. The first is through the interpretation and application of the particular provision(s) of
the ICCPR and ECHR to a set of facts, e.g., determining what is “fair” in the circumstances
may involve a restricted application of rights (in application of the overarching right to fairness
in Article 14(1) of the ICCPR and Article 6(1) of the ECHR). The second is whether fair trial
rights involve qualified rights capable of limitation in pursuit of identified objectives, so long
as this is both necessary and proportional, e.g., the ability to restrict public access to a trial if
this is necessary in the interests of the private lives of the parties (as expressly provided for in
Article 14(1) of the ICCPR and Article 6(1) of the ECHR). The third situation where fair trial
rights may be restricted is through derogation from the relevant provision(s) of the ICCPR
or ECHR, whereby a State temporarily suspends the application of the right(s) in order to deal
with a state of public emergency. It is important to note that, even during such a state of
emergency, not all fair trial rights are capable of derogation. The extent to which each of the
fair trial standards considered in this Digest is capable of limitation or derogation is considered within each corresponding division of this Digest. In all situations, any interference with
fair trial rights must comply with the principle of legality, i.e., it must be prescribed by law.
1.1 Determination of a “criminal charge” and of a “criminal
offence”
The vast majority of the fair trial standards in Articles 14 and 15 of the ICCPR and Articles
6 and 7 of the ECHR are expressly applicable to criminal proceedings. Some of these guarantees are applicable only to criminal proceedings. The terminology used to define criminal proceedings differs only slightly between the generally applicable fair trial guarantees in
Article 14(1) of the ICCPR and Article 6(1) of the ECHR – which refer to the determination
of any “criminal charge” – and the guarantees that are specific to criminal proceedings, as
found in the balance of Article 14 of the ICCPR and Article 6 of the ECHR – which refer
to the determination of any “criminal offence”. The expressions are treated by the Human
Rights Committee and the European Court of Human Rights as interchangeable.
As a preliminary point, it should be noted that the European Court of Human Rights relies
on an autonomous meaning of the ECHR provisions. As explained by the European Court
in Adolf v Austria, the prominent place held in a democratic society by the right to a fair
trial means that the Court will favour “a ‘substantive’, rather than a ‘formal’, conception of
the ‘charge’ referred to by Article 6…; it impels the Court to look behind the appearances
and examine the realities of the procedure in question in order to determine whether there
has been a ‘charge’ within the meaning of Article 6”.24 The concept of a “criminal charge”,
therefore, requires an autonomous interpretation. In Deweer v Belgium, the European Court
defined the notion of charge (also known as an indictment) as “the official notification given
to an individual by the competent authority of an allegation that he has committed a criminal offence”.25 This definition is usually accompanied in European Court jurisprudence
24 Adolf v Austria [1982] ECHR 2, para 30.
25 Deweer v Belgium [1980] ECHR 1, para 46.
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