Foreword
It is a pleasure to present Who’s Responsible? Attributing Individual Responsibility
for Violations of International Human Rights and Humanitarian Law in United
Nations Commissions of Inquiry, Fact-Finding Missions and other Investigations, a
publication whose goal is to assist efforts to ensure accountability – at the individual
level – for violations of international human rights and/or humanitarian law and/or
for international crimes.
Recent years have seen a rapid expansion in the number of human rights
investigations called upon to identify individuals allegedly responsible for violations
and crimes. Now more than ever investigations are collecting and processing
information pertaining to such individuals, from rank-and-file members of security
forces, and mid-level commanders to senior leaders at the top of the hierarchy –
in both State and non-State entities. In fact, it is worth noting that United Nations
member States’ requests for such identification go back to the apartheid era, when
the General Assembly asked the Commission on Human Rights to compile a list
of individuals, organizations, institutions and representatives of States that were
believed to be responsible for the crime of apartheid. In 1984 the Commission
published a list containing over 300 names.
While human rights investigative practice and methodology have evolved
significantly in the intervening years, individual accountability has always been a
key element. All United Nations human rights investigations retain an implicit, if
not always explicit, mandate to identify those allegedly responsible for violations
so as to further accountability. Doing so is an essential part of the United Nations’
approach to justice, accountability, prevention, and sustainable peace.
To fulfil this task, human rights investigations have been adding new elements
to existing methodology. They have taken advantage of new technology, added
specialized expertise, and refocused approaches to information collection and
management. Yet securing information on individuals is only the first step: making use
of it in human rights-compliant and accountability-focused ways presents additional
challenges. Investigations must respect various human rights norms, including the
presumption of innocence and the right to a fair trial, as well as the victim’s right
to truth and to a remedy. This guidance lends its support to future investigations by
systematizing our knowledge on the identification of alleged perpetrators and by
bringing together the standards bearing on their individual identification. It seeks to
set out, in clear, accessible terms, the best practices for such investigations.
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