ESSEX PAPER 3: INITIAL GUIDANCE ON THE INTERPRETATION AND IMPLEMENTATION OF THE UN NELSON MANDELA RULES
As for allegations of torture or other cruel, inhuman or degrading treatment or punishment, the
requirement of an investigation is reiterated in Rule 57(3).
The experts recalled the duty of law enforcement officials (which includes prison staff) to report
promptly to their superiors any case ‘where injury or death is caused by the use of force and
firearms by law enforcement officials’, and to send a detailed report ‘promptly to the competent
authorities responsible for administrative review and judicial control’.489
The experts highlighted that detainees may have suffered torture or ill-treatment before being
admitted to prison, while in the custody of other law enforcement agencies. It is therefore in
the interest of prison administrations to ensure that any signs of such abuse are identified and
documented upon admission – in line with Rule 30 (b)).490
According to Rule 34, an investigation can be triggered by healthcare staff who have an obligation
to ‘document and report to the competent medical, administrative or judicial authority’ any case in
which they become aware of signs of torture and other cruel, inhuman or degrading treatment or
punishment.491
Accordingly, the experts noted the importance of the independence of healthcare professions492
and noted a link to the requirement of having confidential, up-to-date medical files (Rule 26).
à
S
ee more in Chapter 4, Healthcare
Independent body of enquiry
The Essex group noted that there is an obligation of the state to ensure the establishment of an
independent investigatory body, since an enquiry carried out by prison administrations would
be ‘marred by a conflict of interest’.493 The Essex group noted that the independence of the
investigatory body is in the interest of prison administrations as it demonstrates fairness and
accountability, and is needed to refute malicious allegations.
The body must be an ‘external investigative body, independent from those implicated in the
allegation and with no institutional or hierarchical connection between the investigators and the
alleged perpetrators’.494
Modalities of the investigation
Given that the duty to investigate rests with an external body, the role of the prison administration
in cases of death, disappearance or serious injury is to:
• ensure the external investigation is initiated, by promptly reporting the incident
Principle 6 of the UN Basic Principles on the Use of Force and Firearms by Law Enforcement Officials.
489
The obligation of an examination upon entering prison on whether the detainee had been a victim of torture or ill-treatment is also enshrined in Principle IX of the Principles and Best Practices on the Protection of Persons Deprived of
Liberty in the Americas.
490
CAT SMR revision observations, CAT/C/51/4, para. 19; IACHR Report on Persons Deprived of Liberty, para. 564.
491
See, for example, Inter-American Commission on Human Rights, about the importance of health care professionals
acting with autonomy and independence, free from any interference, coercion or intimidation. (IACHR Report on
Persons Deprived of Liberty, para. 561).
492
Special Rapporteur on Torture report 2013. A/68/295, para. 64.
493
Special Rapporteur on Torture report 2013, A/68/295, para. 64, with reference also to Jordan v. United Kingdom, application No. 24746/94, para. 106.
494
Penal Reform International and the Essex Human Rights Centre
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