ESSEX PAPER 3: INITIAL GUIDANCE ON THE INTERPRETATION AND IMPLEMENTATION OF THE UN NELSON MANDELA RULES
The experts noted that internal or administrative inspections under Rule 83(1) should take place
according to agreed-upon standards and criteria. Prison managers must be made aware of these,
to be aware of what criteria they will be assessed against. Unannounced inspections are to be
encouraged.
The experts recommended the scope for internal inspections be clarified, which may vary from
external monitoring mechanisms. For example, it was noted that monitoring bodies established
under the OPCAT are focused on a mandate to ‘prevent torture and other ill-treatment’, whereas
internal inspections may also want to include broader aspects of prison management, criminal
justice, or the prevention of corruption etc.
The participants noted that the ability to speak openly (internally) is imperative for an internal
inspection body. They discussed that to achieve the necessary authority, weight, and effectiveness
it is beneficial to have a high-level public authority figure as the head of any inspection body.
Reporting and follow up
The Essex group referred to the wealth of information and guidance developed in recent years on
monitoring methodology and the follow-up of recommendations in particular by the SPT, National
Preventive Mechanisms established under OPCAT, by the Inter-American system, as well as the
European Committee for the Prevention of Torture (CPT).
Examining Rule 85(1), the Essex group emphasised that transparency of inspection and
monitoring bodies is important to ensure their credibility.
The participants highlighted the requirement of a written report for ‘every inspection’, which is
clearly stipulated in Rule 85(1) for internal and external inspections.
The Essex group considered that Rule 85(1) – ‘due consideration to making the reports of external
inspections publicly available’ – must not be understood as implying that internal inspections are
not made public. Rather, they noted clear guidance by international human rights mechanisms
that the findings of monitoring should always be ‘made public, excluding any personal data of a
prisoner without his or her express consent’.143
The participants discussed the common approach of monitoring bodies where a bilateral dialogue
with the inspected detention facility is held to discuss findings and recommendations, and
subsequently reports are made public.
The experts stressed the importance of following up on the implementation of recommendations,
including through subsequent inspections to enquire whether recommendations were implemented
and whether any questions or challenges have arisen (Rule 85 (2)).
CAT SMR revision observations, CAT/C/51/4, para. 57. Special Rapporteur on Torture report 2013, A/68/295, para.
82, with reference to Rule 74 of the United Nations Rules for the Protection of Juveniles Deprived of their Liberty. See
the concern raised by the SPT, noting with concern that ‘whilst all reports prepared by the NPMs, including annual
reports and visit reports, are submitted to the relevant Minister, they have never been made public’. (SPT Report on
visit to Malta, CAT/OP/MLT/1, para. 35.)
143
Penal Reform International and the Essex Human Rights Centre
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