ESSEX PAPER 3: INITIAL GUIDANCE ON THE INTERPRETATION AND IMPLEMENTATION OF THE UN NELSON MANDELA RULES
care staff to advise the prison administration on a harmful practice for so long as it persists and
until it is phased out.
à
O
n the tension between medical ethics and the specific duty of care towards prisoners
see also Chapter 5, Restrictions, discipline and sanctions – Role of medical personnel
Documentation of Signs of Torture
Rule 34 requires medical staff to ‘document and report (…) any signs of torture or other cruel,
inhuman or degrading treatment or punishment’ that they become aware of and to report these
signs ‘to the competent medical, administrative or judicial authority’. The Rule requires that ‘proper
procedural safeguards are followed in order not to expose the prisoner or associated persons to
foreseeable risks of harm’.
The Essex Group noted that health-care staff must record all signs and traces of torture and other
ill-treatment in a prisoner’s medical file. The Committee against Torture has stated that medical
‘examinations should be carried out in private by a health professional trained in the description
and reporting of injuries, include an independent and thorough medical and psychological
examination, and the results be kept confidential from police or prison staff, and shared only with
the detainee and/or the detainee’s lawyer, in accordance with the Istanbul Protocol’.273
The Essex Group suggested that it would also be desirable for the health-care team to compile
periodic statistics on the types of injuries observed in prison and to submit this to the prison
administration and ministry of justice.274 However, such statistics should anonymise the data and
ensure that re-identification is not possible to prevent further harm to prisoners.
The Essex Group noted that health-care professionals should systematically ask prisoners for
their consent to report signs of torture or other ill-treatment. On its face, the obligation to report
any signs of torture or other ill-treatment conflicts with the principles of informed consent and
confidentiality in situations in which documentation and reporting is contrary to the prisoner’s
wishes, for example, for fear of reprisals. For this reason, the Essex Group recommended that the
Rule should be interpreted as prohibiting automatic or systematic reporting of torture or other cruel,
inhuman or degrading treatment or punishment without the informed consent of the prisoner.275 The
absence of informed consent would violate basic principles of medical ethics and the confidentiality
and trust of the doctor-patient relationship.
This approach has also been taken in Rule 7 of the Bangkok Rules, which underscores the
requirement of informed consent to report signs of torture and other ill-treatment. It states that
if sexual abuse or other forms of violence before or during detention is diagnosed, the woman
prisoner shall be informed of her right to seek recourse from judicial authorities and of the
procedures and steps involved. However, it clarifies that the case can only be referred to the
competent authority for investigation ‘if the woman prisoner agrees to take legal action’.
The Istanbul Protocol provides that where the prisoner has not consented to reporting, the healthcare professional is in a position of dual loyalty between the individual prisoner concerned and
society at large ‘which has an interest in ensuring that justice is done and perpetrators of abuse
are brought to justice’276. In such a situation, the Istanbul Protocol suggests that, ‘[t]he fundamental
Kyrgyzstan CAT/OP/KGZ para. 57
273
CPT Standards para. 62 p. 44
274
Bangkok Rule 7
275
paras. 69 and 72
276
Penal Reform International and the Essex Human Rights Centre
| 75
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