ESSEX PAPER 3: INITIAL GUIDANCE ON THE INTERPRETATION AND IMPLEMENTATION OF THE UN NELSON MANDELA RULES
or mental state of the person, constitute cruel, inhuman or degrading treatment.303 Where such
punishments cause severe pain or suffering, they constitute torture.304
The experts noted further examples such as the ‘deliberate non-separation of inmates from
persons with active tuberculosis, and the denial of medical assistance’.305
The practice of frequent transfers to remote locations and different places in the country has
been documented as a problematic form of punishment or reprisal, often taking place without the
families being informed and in degrading conditions (poor state of vehicles, long periods of travel,
sometimes without food).306 (See Chapter 3, Contact with the outside world – transfers)
The experts noted reports about ‘combinations’ of prohibited practices, such as disciplinary and
solitary confinement cells with poor material conditions and hygiene, without drinking water or
inadequate lighting or ventilation, freezing or hot temperatures.307
Collective punishment
The Essex group highlighted that the prohibition of collective punishment in Rule 43(e) reflects
a well-established principle in human rights law. The experts referred to comparable prohibitions
enshrined in the African Charter on Human and Peoples’ Rights and the American Convention on
Human Rights, the former stating that ‘[p]unishment is personal and can only be imposed on the
offender’.308 The Principles and Best Practices on the Protection of Persons Deprived of Liberty
in the Americas emphasise that ‘[t]he imposition of collective punishments shall be prohibited by
law’.309
The experts underlined that the term ‘collective punishment’ describes sanctions intentionally
directed at the whole prison population, a group of prisoners or specific ones (for example
prisoners in a specific cell) for infractions for which they bear no responsibility.
An example was mentioned, documented by the SPT, where ‘extended lock-downs were used as
a form of collective punishment for all those in a block or unit where there has been an incident,
regardless of their involvement in an alleged offence’.310
I/A Court H.R., Case of Pacheco Teruel et al v. Honduras. Merits, Reparations and Costs. Judgment of April 27, 2012.
Series C No. 241, para. 67.k.
303
See, for instance, Commission on Human Rights, Report of the Special Rapporteur, Mr. Nigel S. Rodley, submitted
pursuant to Commission on Human Rights resolution 1995/37 B, E/CN.4/1997/7, 10 January 1997, paras. 7-8; Curtis
Francis Doebbler v Sudan (236/2000), African Commission on Human and Peoples’ Rights (2003), para. 42; Caesar v
Trinidad and Tobago (Ser. C No. 123), Inter-American Court of Human Rights (2005), para. 73.
304
SPT Report on visit to Ukraine, CAT/OP/UKR/1, para. 133.
305
See for example Report on the visit of the Subcommittee on Prevention of Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment to Argentina, 27 November 2013, CAT/OP/ARG/1, para. 37; see also CPT 2nd
General Report, para. 57.
306
A report by the SPT on its visit to Ukraine is referred to in this context merely as an illustrative example, SPT Report
on visit to Ukraine, CAT/OP/UKR/1, para. 116. See also SPT, Report on the visit of the Subcommittee on Prevention of
Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment to Kyrgyzstan, 28 February 2014, CAT/OP/
KGZ/1, para. 84. Flooding of punishment cells with rainwater have been documented in Brazil, for example (see SPT,
Report on the visit of the Subcommittee on Prevention of Torture and Other Cruel, Inhuman or Degrading Treatment
or Punishment to Brazil, 5 July 2012, CAT/OP/BRA/1, para. 124.)
307
Article 7(2) of the African Charter on Human and People’s Rights; Article 5(3) of the American Convention on Human
Rights.
308
Inter-American Commission on Human Rights, Principles and Best Practices on the Protection of Persons Deprived of
Liberty in the Americas. Principle XXII.4.
309
SPT, Report on the visit of the Subcommittee on Prevention of Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment to New Zealand, 28 July 2014, CAT/OP/NZL/1, para. 37.
310
Penal Reform International and the Essex Human Rights Centre
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