ESSEX PAPER 3: INITIAL GUIDANCE ON THE INTERPRETATION AND IMPLEMENTATION OF THE UN NELSON MANDELA RULES
Drawing on the first ‘Essex paper’ the experts recalled that body-worn electro-shock belts,367
which by their nature inflict severe physical pain and mental suffering and due to their humiliating
and degrading effect, have been increasingly condemned and their use nowadays has been
abandoned in most states.368 The CAT has recommended the abolition of electro-shock stun belts
and restraint chairs as methods of restraining those in custody, noting that their use often violates
Article 16 of the Convention.369 The CPT opposes the ‘use of electric stun belts for controlling
the movement of detained persons, whether inside or outside places of deprivation of liberty.’370
The European Union has gone as far as prohibiting the export of electric-shock devices which
are intended to be worn on the body by a restrained individual as goods ‘which have no practical
use other than for the purpose of capital punishment or for the purpose of torture and other cruel,
inhuman or degrading treatment or punishment’.371
The Essex group stressed the requirements of legality (prescription by law), necessity and
proportionality: these are invoked in Rules 47(2) and 48, and provided for in the Code of Conduct
for Law Enforcement Officials372 and the Basic Principles on the Use of Force and Firearms by Law
Enforcement Officials,373 which continue to supplement the revised SMR. These principles have
also been enshrined in the Beijing Rules.374
The Essex group noted that Rule 47(2) limits the cases of lawful use of restraints to:
a) precaution against escape during a transfer (note restrictions before courts etc)
b) instances where other methods of control fail to prevent self-injury, injury to others or damage
to property (note restrictions).
The experts recalled that health-care personnel must not play any role in the application of
sanctions or restrictive measures, including instruments of restraint, and that therefore, in the
course of the SMR review, their use on ‘medical grounds’ has been deleted.
Body-worn electro-shock devices (for example belts, sleeves, cuffs) encircle various parts of the subject’s body
(usually the waist, but variants have been developed to fit on legs or arms) and deliver an electric shock when a
remote control device is activated.
367
Essex 1, pp. 25, 26.
368
UN Committee against Torture, for example, 23rd and 24th Sessions, Report of the Committee against Torture:
Consideration of reports submitted by States Parties under article 19 of the Convention: M. United States of America,
May 2000, A/55/44, para. 180(c).
369
CPT, 20th General Report of the European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment [CPT/Inf(2010)28], para. 74; European Committee for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment (CPT), CPT Standards: “Substantive” sections of the CPT’s General Reports,
2015, CPT/Inf/E (2002) 1 – Rev. 2015.
370
European Union, Council Regulation (EC) No. 1236/2005 of 27 June 2005 concerning trade in certain goods which
could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or punishment, Article 3
referring to Annex II, which lists in para. 2.1 ‘Electric-shock devices which are intended to be worn on the body by a
restrained individual, such as belts, sleeves and cuffs, designed for restraining human beings by the administration of
electric shocks having a no-load voltage exceeding 10 000 V’.
371
Article 3 of the Code states that ‘Law enforcement officials may use force only when strictly necessary and to the
extent required for the performance of their duty’. The Commentary elaborates on the exceptionality and proportionality, stating that ‘In no case should this provision be interpreted to authorize the use of force which is disproportionate
to the legitimate objective to be achieved’.
372
In accordance with the commentary to article 1 of the Code of Conduct for Law Enforcement Officials, the term ‘law
enforcement officials’ includes all officers of the law, whether appointed or elected, who exercise police powers, especially the powers of arrest or detention.
373
Rule 64 of the UN Rules for the Protection of Juveniles Deprived of their Liberty.
374
Penal Reform International and the Essex Human Rights Centre
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