Section Three The second year – activities and key issues by type of detention
Deprivation of liberty safeguards
Deprivation of liberty safeguards were
introduced in recent years to protect those
who are not detained under mental health
law but who lack capacity to consent to
care or treatment that is deemed by others
to be in their best interest. Such care or
treatment may involve depriving someone
of their liberty in either a hospital or care
home. The safeguards seek to ensure
that any decision to deprive someone of
their liberty is made following defined
processes and in consultation with specific
authorities. Applying only in England and
Wales, deprivation of liberty safeguards are
monitored by three members of the NPM –
CQC in England, and HIW and CSSIW in Wales.
The deprivation of liberty safeguards were
introduced following the decision of the
European Court of Human Rights in HL v
United Kingdom.34 This case concerned an
autistic man with a learning disability who
lacked the capacity to decide whether he
should be admitted to hospital for specific
treatment. He was admitted informally
but this decision was challenged by his
carers. The Court found that his admission
amounted to an unlawful deprivation of
liberty under Article 5 of the European
Convention on Human Rights.
England
CQC’s main approach to monitoring the
use of deprivation of liberty safeguards is
through its process of monitoring compliance
with its essential standards of safety and
quality by regulated health and adult social
care providers, including care homes. In
some instances, CQC’s MHA commissioners
also report on issues relating to the use of
the deprivation of liberty safeguards which
are identified in the course of their visits to
detained patients.
CQC reports annually on its monitoring of
deprivation of liberty safeguards. The first such
report was published in March 2011.35 This
report noted that there was clear variation
in organisations’ understanding and practice
of the safeguards and in staff training. CQC
found too many examples of managers
and staff in hospitals and care homes who
were unaware of the safeguards or who had
received no training on them. It also found too
many examples of staff in hospitals and care
homes using restraint or restricting people’s
movement where they failed to consider that
these practices could deprive a person of
their liberty. Furthermore, CQC’s inspections of
hospitals and care homes highlighted some
confusion over the wider Mental Capacity Act.
Care providers may not know when they are
exceeding the powers that this Act gives
them and therefore may not be aware when
they need to apply for an authorisation to
deprive a person of their liberty. Indeed, some
inspections found that certain care homes
were failing to carry out any assessment
of mental capacity on any service users.
However, CQC also found some hospitals and
care homes demonstrating good practice in
using the safeguards to protect people’s rights.
One issue raised by CQC in its annual
report on the use of the deprivation of
liberty safeguards was the perception that
the safeguards are overly bureaucratic. It
therefore encouraged the Department of
Health to consider whether it could reduce
the amount of paperwork needed to use the
safeguards.
34 Application No. 45508/99 (October 2004).
35 CQC, The operation of the deprivation of liberty safeguards in England, 2009/10 (March 2011).
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