RISK FACTORS DERIVING FROM AN OVEREMPHASIS ON SECURITY
rehabilitation of prisoners; staff sick leave increases when
they have to deal with violence; and there are wider
healthcare costs of physical injuries.
The UN Committee against Torture has raised the
concern that overcrowding and understaffing are
conducive to inter-prisoner violence, including sexual
violence, in detention facilities, especially during the
night.120 As well as improving conditions and staff
numbers, the Committee recommended action to
address the lack of purposeful activities, the availability of
drugs, and feuding gangs.
Particular groups, such as LGBTI detainees or detainees
with psycho-social disabilities are frequently at a higher
risk of inter-prisoner violence, and require adequate
protection. Where incidents occur, they need to be
properly investigated and proportionate sanctions
imposed on those responsible.
The key to a secure and humane prison system lies
with the staff and the nature of its relationship with the
prisoners.121 Maintaining security requires investment in
terms of the configuration of the prison, and in particular
in an adequate staff to prisoner ratio. Professional
staff who are carefully selected, properly trained and
supervised will be able to deal with prisoners in a
humane way while paying attention to matters of security
and good order.
Early intervention by staff, challenging the harmful
behaviour that leads to, or escalates, conflict is far more
effective in reducing the costs of running prisons than
staff reacting with force to violent incidents after they
occur. Prisons can be made safer by meeting people’s
basic human needs; teaching more effective ways of
managing conflict; confronting tactics that escalate
disputes; and working with the social context to promote
conflict resolution.
Revised Standard Minimum Rules for the
Treatment of Prisoners (2015):
Rule 38(1): Prison administrations are
encouraged to use, to the extent possible,
conflict prevention, mediation or any other
alternative dispute resolution mechanism to
prevent disciplinary offences or to resolve
conflicts.
Rule 76(1): Training (…) shall include, at a
minimum, training on: (c) Security and safety,
including the concept of dynamic security, the
use of force and instruments of restraint, and
the management of violent offenders, with
due consideration of preventive and defusing
techniques, such as negotiation and mediation.
Prisons which make use of dynamic security or direct
supervision have been shown to produce better
outcomes than those which continue to employ a
traditional guarding and surveillance role.
However, in some countries, prison staff are still
required to maintain formal and distant relations with the
detainees in the name of security or in order to reduce
risks of corruption. Staff may only be allowed to talk to
prisoners to give instructions, while other conversations
are prohibited. Prisoners may have to stand facing a wall
or keep their hands behind their back in the presence of
guards.
The CPT has stated that such ‘practices are unnecessary
from a security standpoint’ and that ‘the development of
constructive and positive relations between prison staff
and prisoners will not only reduce the risk of ill-treatment
but also enhance control and security’.122
Although Rule 40(1) of the revised Standard Minimum
Rules prohibits using prisoners in disciplinary capacity,
in many countries the authority to maintain order is
delegated to privileged detainees through informal or
recognised self-management systems. Detainees to
which prison management is partly ‘outsourced’ in this
way can control every aspect of a detainee’s life, from
access to phone calls, to meetings with relatives and
contact with the authorities. Not surprisingly, these
prisoners often misuse this power, resulting in threats,
intimidation and violence.
The UN Subcommittee on Prevention of Torture has
noted that internal self-management can lead to arbitrary
use of power and violence ‘to the detriment of vulnerable
prisoners, or [be] used as means of coercion or extortion’
if not regulated and managed properly.123
The High Commissioner for Human Rights has pointed
out that overcrowding not only increases tensions, but
results in the rule of the most powerful detainees, riots,
disturbances and hunger strikes in protest against the
conditions of detention.124
Monitoring bodies, including NPMs, should pay attention
to occupancy rates in the facility, as well as the nature
of the staff-prisoner ratio and relationship and how
it is affected by security measures. This can include
examining relevant standard operating procedures and
training, as well as the day-to-day relations observed.
Monitoring bodies need to attend to the problem of
inter-prisoner violence, which is a threat to the safety and
dignity of both prisoners and staff.
120. Committee against Torture, Concluding observations, Bulgaria, 14 December 2011, CAT/C/BGR/CO/4-5.
121. Andrew Coyle, A human rights approach to prison management: handbook for prison staff, International Centre for Prison Studies, 2002, p13.
122. European Committee for the Prevention of Torture, CPT Standards, Extracts from the 11th General Report, CPT/Inf (2001)16, para.26.
123. Fourth annual report of the Subcommittee on Prevention of Torture (SPT), 3 February 2011, CAT/C/46/2, p15-16.
124. Report of the United Nations High Commissioner for Human Rights, Human rights implications of overincarceration and overcrowding, 10 August
2015, A/HRC/30/19, para. 14, with reference to CAT/OP/MEX/1, para. 166; CAT/C/BGR/CO/4-5, para. 23; and Council of Europe document CPT/Inf
(2015) 12, para. 54.
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Penal Reform International | Balancing security and dignity in prisons: a framework for preventive monitoring