PART 2.1
of State responsibility.113 In some situations,
the attribution of legal responsibility can be a
straightforward matter because the situation, or
the act or omission that led to it, can be directly
tied to a public official or institution. Actions (or
the inaction) of courts, legislatures, executive
bodies and public officials operating in their
official capacity are all examples of conduct
that are directly attributable to the State (art. 4).
Whether the body/official is operating in an
“official capacity” will be easily answered in
the affirmative where “the conduct complained
of is systematic or recurrent, such that the
State knew or ought to have known of it and
should have taken steps to prevent it” (art. 7,
commentary, para. 8).
The second part of the test – whether a
situation, act or omission is a breach of an
international law – is an objective question for
the primary rules of international law. It requires
consideration of the following questions:
• Does the particular obligation exist through
treaty law, custom or other recognized source?
• If so, is the State in question bound by that
obligation at the relevant time?
The question of the existence of an obligation
is purely a matter for international law:
characterization of an act as lawful under
national law is not relevant.114
Sometimes the question of State responsibility
can be easily settled. The passing of a trafficking
statute that discriminates against women in
contravention of the international prohibition on
The agreed articulation of those rules is contained
in the International Law Commission’s draft articles on
responsibility of States for internationally wrongful acts with
commentaries, Official Records of the General Assembly,
Fifty-sixth Session, Supplement No. 10 (A/56/10)
[Hereinafter: Draft articles on State responsibility].
sex-based discrimination (found in both treaty
law and customary international law) would be
one example of direct attribution to the State
of an act that violates its international legal
obligations. The known, systematic and recurring
involvement of law enforcement officials in
trafficking operations provides another relatively
clear-cut example of the direct attribution of
conduct that is contrary to international law and
therefore incurs the legal responsibility of the
relevant State. Additional instances of acts or
omissions that violate legal obligations and that
can be directly attributed to the State are cited
throughout this Commentary.
Can the State be held responsible for the acts
of others? Traffickers and their accomplices
are, most often, private individuals, groups
and networks. Certainly, public officials may
facilitate this trade through their inaction, inertia
and occasional active involvement. However,
the harm of trafficking, in terms of both the
process and the end result, is usually a direct
consequence of actions taken by private entities
rather than States, their institutions or their
representatives.
International law is clear that “as a general
principle the conduct of private persons or
entities is not attributable to the State under
international law.”115 There are some exceptions.
Under the rules on State responsibility, the
conduct of private entities can be attributed to
the State in situations where, for example, they
are empowered by the State to exercise elements
of governmental authority or are under the
direction or control of the State.116 In the majority
113
Vienna Convention on the Law of Treaties, article 27;
Draft articles on State responsibility, article 3.
114
76
Draft articles on State responsibility, article 8,
commentary, para. 1.
115
The conduct of a person/entity empowered to “exercise
elements of the governmental authority” (such as private
companies that have been contracted to perform
government services) can be attributed to the State if the
person/entity was acting in that capacity at the time, and
116
RECOMMENDED PRINCIPLES AND GUIDELINES ON HUMAN RIGHTS AND HUMAN TRAFFICKING
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