PART 2.1
• Women who have been trafficked or who
fear trafficking may be identified as fearing
persecution on the basis of their membership
of a social group.
AGENTS OF PERSECUTION
Is it possible for non-State entities, such as
traffickers and their accomplices, to inflict harm
sufficient to warrant international protection under
the refugee regime? While persecution is normally
related to action by national authorities, it is now
widely accepted that the nature of persecution
does not require it to emanate from the State or to
be attributable to the State. According to UNHCR,
the persecutory acts relevant to the definition of
“refugee” can indeed be perpetrated by individuals
if they are “knowingly tolerated by the authorities
or if they refuse, or prove unable to offer effective
protection”.154 The critical factor, therefore, in the
view of UNHCR, is not the origin of the persecution
but the ability and willingness of the State to protect
the individual on his or her return.155
STATE PROTECTION
International refugee law provides an alternative
to State protection when such protection is
unavailable or otherwise inaccessible to the
individual in need. A decision as to whether
or not the State meets the required standard
is therefore an essential aspect of the refugee
determination procedure. The question of
whether the State is able to protect victims will
depend on a range of factors, most importantly
whether mechanisms are in place to prevent
and combat trafficking and whether such
mechanisms are being effectively implemented.
The UNHCR Trafficking Guidelines are clear
Office of the United Nations High Commissioner
for Refugees, Handbook on Procedures and Criteria for
Determining Refugee Status under the 1951 Convention
and the 1967 Protocol Relating to the Status of Refugees,
1979, HCR/IP/4/Eng/REV.1 (1979, re-edited January
2002), para. 65.
on the point that: “Where a State fails to
take such reasonable steps as are within its
competence to prevent trafficking and provide
effective protection and assistance to victims,
the fear of persecution of the individual is
likely to be well-founded” (para. 23). Until
recently, it would have been difficult to identify
accurately the “reasonable steps” required to
meet this standard. However, the developments
in international law and policy recounted in
this Commentary serve to confirm a growing
commonality of understanding on what is
required to deal effectively with trafficking.
The rights and obligations set out in the
Trafficking Protocol, together with those derived
from international human rights law, provide
especially important guidance in assessing the
adequacy of protection and assistance.
THE PLACE OF PERSECUTION
As noted above, the legal concept of “refugee”
requires an individual to be outside her or his
country of origin and, owing to a well-founded fear
of persecution, to be unable or unwilling to avail
herself or himself of the protection of that country.156
UNHCR is clear on the point that the individual
does not need to have left the country because of
a well-founded fear of persecution. Such a fear
(which still needs to relate to the applicant’s country
of origin) could arise after that person has left the
country. It must, however, relate to the applicant’s
country of nationality or habitual residence. An
individual who has been internally trafficked, or
who fears such trafficking and escapes to another
country in search of international protection, would
generally be able to establish the required link
“between the fear of persecution, the motivation
for flight, and the unwillingness to return” (UNHCR
Trafficking Guidelines, para. 26).
154
155
90
UNHCR Trafficking Guidelines, para. 21.
Even where the harm experienced by a victim of
trafficking occurs outside the country of origin,
this does not preclude the existence of a well156
Refugee Convention, article 1A(2).
RECOMMENDED PRINCIPLES AND GUIDELINES ON HUMAN RIGHTS AND HUMAN TRAFFICKING
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