ANNEX 4:
SPT ANALYTICAL ASSESSMENT TOOL FOR
NATIONAL PREVENTIVE MECHANISMS
ÎÎI. Introduction
1. Pursuant to article 2 (1) of the Convention against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment, a State party is obliged to take effective legislative, administrative, judicial
or other measures to prevent acts of torture in any territory under its jurisdiction. In this framework
States parties are obliged to ensure that education and information on the prohibition against torture
is fully included in the training of all personnel who may be involved in depriving persons of their
liberty.1 The prohibition of torture should be included in the working regulations of such personnel,
and all methods of and processes for taking the liberty and freedom of a person should be reviewed
systematically.2 The same principles apply to other acts of cruel, inhuman or degrading treatment or
punishment.3
2. In the Optional Protocol to the Convention against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment it is stressed that effective prevention of torture and other cruel, inhuman
or degrading treatment or punishment requires education and a combination of various legislative,
administrative, judicial and other measures. As one means of prevention, the Optional Protocol
establishes asystem of regular visits to all places of detention.
3. It is the responsibility of the State party to ensure that it has in place a national preventive mechanism
that complies with the requirements of the Optional Protocol (see CAT/OP/12/5, para. 2). Preventive
work should be carried out by that mechanism, with its main task to visit places of detention in order
to prevent torture and other cruel, inhuman or degrading treatment or punishment.4 The State party
shall guarantee the organizational and functional independence of the mechanism and provide it
with the resources necessary to enable it to carry out its functions in accordance with the requirements
of the Optional Protocol. It shall, however, refrain from supervising the mechanism.
4. A national preventive mechanism should have the capacity to operate in conformity with the principles
relating to the status of national institutions for the promotion and protection of human rights (the Paris
Principles).5
5. The development of National Preventive Mechanisms should be considered an ongoing obligation,
with formal aspects reinforced and working methods refined and improved incrementally (see
CAT/C/40/2 and Corr.1, para. 28 (n)). Once such a mechanism is established, the Subcommittee
on Prevention of Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment shall
maintain direct and, if necessary, confidential contact with the mechanism and offer it training and
technical assistance with a view to strengthening its capacities. Upon request from a State party and/
or a national preventive mechanism, the Subcommittee will offer further advice and assistance to the
mechanism in the evaluation of its needs and the means necessary to strengthen the protection of
persons deprived of their liberty against torture and ill-treatment. In order to fulfil this advisory function
usefully, the Subcommittee must have formed a view about the manner in which the mechanism is
addressing core areas of its mandate. For this purpose the Subcommittee has prepared guidelines on
National Preventive Mechanisms (CAT/OP/12/5).
6. In order to facilitate self-evaluation of mandated activities, the Subcommittee has prepared the present
document, which reflects the principles set out in previously issued documents and guidelines and the
prevailing thinking in the field. The Subcommittee urges existing National Preventive Mechanisms and
States parties to carry out self-evaluations systematically and periodically and improve their activities
to bring them into line with the guidance compiled in the present tool. In addition, National Preventive
1
Article 10 (1) of the Convention.
2
Articles 10 (2) and 11 of the Convention.
3
Article 16 (1) of the Convention.
4
Article 1 of the Optional Protocol.
5
Article 18 (4) of the Optional Protocol.
44 I PREVENTING TORTURE: THE ROLE OF NATIONAL PREVENTIVE MECHANISMS – A PRACTICAL GUIDE
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