9.
The non-refoulement obligation under Article 33 of the 1951 Convention is
binding on all organs of a State party to the 1951 Convention and/or the 1967 Protocol 15
as well as any other person or entity acting on its behalf. 16 As discussed in more detail in
Part II below, the obligation under Article 33(1) of the 1951 Convention not to send
a refugee or asylum-seeker to a country where he or she may be at risk of persecution is
not subject to territorial restrictions; it applies wherever the State in question exercises
jurisdiction.
10.
Exceptions to the principle of non-refoulement under the 1951 Convention are
permitted only in the circumstances expressly provided for in Article 33(2), which
stipulates that:
“The benefit of [Article 33(1)] may not, however, be claimed by a refugee
whom there are reasonable grounds for regarding as a danger to the security of
the country in which he [or she] is, or who, having been convicted by a final
judgement of a particularly serious crime, constitutes a danger to the
community of that country.”
The application of this provision requires an individualized determination by the country
in which the refugee is that he or she comes within one of the two categories provided
for under Article 33(2) of the 1951 Convention.17
11.
The provisions of Article 33(2) of the 1951 Convention do not affect the host
State’s non-refoulement obligations under international human rights law, which permit
no exceptions. Thus, the host State would be barred from removing a refugee if this
15
16
17
in the full and inclusive application of the 1951 Convention outside the context of mass influx
situations. See UNHCR, Asylum Processes (Fair and Efficient Asylum Procedures), EC/GC/01/12, 31
May 2001, paras. 4–5. See also Executive Committee, Conclusion No. 81 (XLVIII) “General”
(1997), para. (h); Conclusion No. 82 (XLVIII), “Safeguarding Asylum” (1997), para. (d)(iii);
Conclusion No. 85 (XLIX), “International Protection” (1998), para. (q); Conclusion No. 99 (LV),
“General Conclusion on International Protection” (2004), para. (l).
See supra footnote 5.
Under applicable rules of international law, this applies to the acts, or omissions, of all organs, subdivisions and persons exercising governmental authority in legislative, judicial or executive functions,
and acting in that capacity in the particular instance, as well as to the conduct of organs placed at the
disposal of a State by another State, even if they exceed their authority or contravene instructions.
Pursuant to Articles 4–8 of the Articles of State Responsibility, the conduct of a person or group of
persons shall be considered an act of a State under international law if the person or group of persons
is in fact acting on the instructions of, or under the direction or control of, that State in carrying out the
conduct (Articles on State Responsibility, Articles 4–8). The Articles of State Responsibility were
adopted by the International Law Commission without a vote and with consensus on virtually all
points. The Articles and their commentaries were subsequently referred to the General Assembly with
the recommendation that the General Assembly initially take note of and annex the text of the articles
in a resolution, reserving to a later session the question whether the articles should be embodied in a
convention on State responsibility. See J. Crawford, The International Law Commission’s Articles on
State Responsibility: Introduction, Text and Commentary. Cambridge University Press, UK: 2002.
The General Assembly annexed the Articles on State Responsibility to its resolution 56/83 of 12
December 2001 on Responsibility of States for Internationally Wrongful Acts.
For a detailed discussion of the criteria which must be met for Article 33(2) of the 1951 Convention to
apply, see E. Lauterpacht and D. Bethlehem, supra footnote 13, paras. 145–192. On the “danger to the
security” exception, see also “Factum of the Intervenor, UNHCR, Suresh v. the Minister of Citizenship
and Immigration; the Attorney General of Canada, SCC No. 27790” (hereinafter: “UNHCR, Suresh
Factum”), in 14:1 International Journal of Refugee Law (2002).
4