According to the decision, Russian authorities dealing with an extradition must assess
whether there are “reasons to believe that the person concerned might be sentenced to
the death penalty, subjected to ill-treatment or persecuted because of his or her race,
religious beliefs, nationality, ethnic or social origin or political opinions.”21 Courts must
assess both “the general situation in the requesting country and the personal
circumstances of the person whose extradition is sought. They should take into account
the testimony of the person concerned and that of any witnesses, any assurances given
by the requesting country, and information about the country provided by the Ministry
of Foreign Affairs, by competent United Nations institutions and by the European
Committee for the Prevention of Torture and Inhuman or Degrading Treatment or
Punishment.”22
The above notwithstanding, this Court has repeatedly found violations of the ECHR in
cases arising from transfers from Russia to Kyrgyzstan.23 Moreover, in two recent cases,
this Court found that both the lower courts of the Russian Federation and law
enforcement authorities had disregarded the above-mentioned Supreme Court
guidance.24
IV. The use of diplomatic assurances in extraditions to CIS States
International human rights authorities, including, UN Treaty Bodies, the UN High
Commissioner for Human Rights and independent expert mechanisms (special
procedures) of the UN Human Rights Council have stated that diplomatic assurances
purporting to ensure protection from torture or other ill-treatment cannot relieve States
of their non-refoulement obligations, and thus cannot be presumed to permit a transfer
that would otherwise be prohibited.25
As this Court has repeatedly held, such assurances are highly unlikely to provide a
sufficient guarantee that the individuals concerned would be protected against the risk of
prohibited treatment to allow a transfer to those countries where there are reliable
reports that the authorities resort to or tolerate torture or other ill-treatment; or when
they are not given by an authority of the destination State empowered to provide them;
or where the destination State does not have an effective system of torture prevention.26
the issues related to extradition of persons for criminal prosecution or execution of sentence, as well as the transfer of
persons to serve their sentence".
21
Ibid.
22
Ibid.
23
With respect to return of ethnic Uzbeks to Kyrgyzstan in the aftermath of the June 2010 events in Southern Kyrgyzstan,
the main authority on ECtHR position are the cases of Khamrakulov v Russia, no.68894/13 § 65-66, 16 April 2015, and
Makhmudzhan Ergashev v. Russia (no. 49747/11, § 72, 16 October 2012). More recently, Tadzhibayev v. Russia, Application
no. 17724/14, 1 December 2015; U.N. v Russia, Application no. 4348/15, 26 July 2016; and R. v Russia, Application no. R. v
Russia, Application no. 11916/15, 26 January 2016. See, for other Central Asia States, cases of Abdulkhanov v. Russia, op
cit, §141-142; Ismoilov and Others v. Russia, no. 2947/06, § 121, 24 April 2008; Muminov v. Russia, no. 42502/06, §§ 9396, 11 December 2008 and Yakubov v. Russia, no. 7265/10, §§ 81 and 82, 8 November 2011). Karimov v. Russia, no.
54219/08, § 100, 29 July 2010; Sultanov v. Russia, no. 15303/09, § 72, 4 November 2010; and Ergashev v. Russia, no.
12106/09, § 113, 20 December 2011.
24
See, Mukhitdinov v. Russia, Application no. 20999/14, 21 May 2015, paras. 50 ; Mamazhonov v. Russia, Application no.
17239/13, para. 157 and following.
25
Concluding Observations on France, CCPR, CCPR, UN Doc. CCPR/C/FRA/CO/4, 31 July 2008, para. 20; Concluding
Observations on Russia, CCPR, UN Doc. CCPR/C/RUS/CO/6, 24 November 2009, para. 17. The Committee against Torture
has categorically stated that “under no circumstances must diplomatic guarantees be used as a safeguard against torture or
ill-treatment where there are substantial grounds for believing that a person would be in danger of being subjected to torture
or ill-treatment upon return”, Concluding Observations on Spain, CAT, UN Doc. CAT/C/ESP/CO/5, 9 December 2009,para. 13;
Saadi v. Italy, ECtHR, GC, Application No. 37201/06, Judgment of 28 February 2008,paras.147-148; M.S.S. v. Belgium and
Greece, ECtHR, ECtHR, GC, Application No. 30696/09, Judgment of 21 January 2011,paras. 353-354; Sidikovy v. Russia,
ECtHR, Application No. 73455/11, Judgment of 20 June 2013, para. 150.
26
Saadi v. Italy, ECtHR, op. cit., paras.147-148; Ryabikin v. Russia, ECtHR, Application No. 8320/04, Judgment of 19 June
2008, para. 119; Gafarov v. Russia, ECtHR, Application No. 25404/2009, Judgment of 21 October 2010; Ben Khemais v.
Italy, ECtHR, Application No. 246/07, Judgment of 24 February 2009, para. 61; Ismoilov and Others v. Russia, ECtHR,
Application No. 2947/06, Judgment of 24 April 2008, para.127; Soldatenko v. Ukraine, ECtHR, Application No. 2440/07,
3