CCPR/C/120/D/2285/2013
are relevant to the International Covenant on Civil and Political Rights as well. Principle 3
states: “All States have obligations to respect, protect and fulfil human rights, including
civil, cultural, economic, political and social rights, both within their territories and
extraterritorially”. The Principles include the obligation to ensure protection of human
rights from violation by non-State actors, including corporations. Thus, according to
principle 24: “All States must take necessary measures to ensure that non-State actors
which they are in a position to regulate, as set out in Principle 25, such as private
individuals and organisations, and transnational corporations and other business enterprises,
do not nullify or impair the enjoyment of economic, social and cultural rights. These
include administrative, legislative, investigative, adjudicatory and other measures. All other
States have a duty to refrain from nullifying or impairing the discharge of this obligation to
protect”. Principle 25 states: “States must adopt and enforce measures to protect economic,
social and cultural rights through legal and other means, including diplomatic means, in
each of the following circumstances: … (b) where the non-State actor has the nationality of
the State concerned; (c) as regards business enterprises, where the corporation, or its parent
or controlling company, has its centre of activity, is registered or domiciled, or has its main
place of business or substantial business activities, in the State concerned”. Principle 27,
inter alia, elaborates on the general obligation to provide an effective remedy: “All States
must cooperate to ensure that non-State actors do not impair the enjoyment of the economic,
social and cultural rights of any persons. This obligation includes measures to prevent
human rights abuses by non-State actors, to hold them to account for any such abuses, and
to ensure an effective remedy for those affected”.
3.8
Principle 26 of the Guiding Principles on Business and Human Rights:
Implementing the United Nations “Protect, Respect and Remedy” Framework stipulates
that “States should take appropriate steps to ensure the effectiveness of domestic judicial
mechanisms when addressing business-related human rights abuses, including considering
ways to reduce legal, practical and other relevant barriers that could lead to a denial of
access to remedies”. Such legal barriers can include “where claimants face a denial of
justice in a host State and cannot access home State courts regardless of the merits of the
claim”.6
3.9
Given the dismissal of their claims in Canada on the ground of forum non
conveniens, the authors never had the opportunity to be fully heard and have their case
decided on the merits. Consequently, they were denied access to any effective remedy.
3.10 The extraterritorial obligation to protect or ensure human rights also entails
regulating corporations incorporated under a State’s jurisdiction. Since the two corporations
are incorporated in Canada, the State party has an obligation to ensure that they do not
violate human rights at home or abroad, including human rights protected by the Covenant.
3.11 Absent exceptional circumstances, only the conduct of the organs of the State may
be attributable to the State and thus engage its responsibility. However, such conduct
includes the failure of the State to adopt regulations, or to implement them effectively,
where such a failure is in violation of the human rights undertakings of the State. This
principle has been affirmed by human rights bodies, including the Committee. 7 The authors
6
7
GE.17-21900
See A/HRC/17/31, commentary to principle 26.
The authors cite paragraph 8 of general comment No. 31 (2004) on the nature of the general legal
obligation imposed on States parties to the Covenant, according to which “the positive obligations on
States parties to ensure Covenant rights will only be fully discharged if individuals are protected by
the State, not just against violations of Covenant rights by its agents, but also against acts committed
by private persons or entities that would impair the enjoyment of Covenant rights insofar as they are
amenable to application between private persons or entities”. The authors also cite the concluding
observations on Canada of the Committee on the Elimination of Racial Discrimination in 2007, in
which the Committee called upon Canada to “take appropriate legislative or administrative measures
to prevent acts of transnational corporations registered in Canada which negatively impact on the
enjoyment of rights of indigenous peoples in territories outside Canada”, recommending in particular
that the State party “explore ways to hold transnational corporations registered in Canada
accountable” (see CERD/C/CAN/CO/18, para. 17). In its concluding observations on the United
States of America in 2008, the same Committee encouraged the State party “to take appropriate
legislative or administrative measures to prevent acts of transnational corporations registered in the
5