Part I: Basis for an effective follow-up
the responses of the state, if any are in fact received, are limited and the SPT is principally reliant on
other actors, including the NPM, to provide it with such evidence. An independent and credible NPM
can provide a reliable source of information.31 Many NPMs also include in their own recommendations
reference to international standards and documents as well as to related recommendations from these
and other international bodies, such as the CPT.
2.5 How to measure implementation and compliance
In recent years there has been considerable attention paid to how to measure implementation and
compliance with human rights norms and standards. Within this there is extensive literature and documents
on human rights indicators, which have been used to measure compliance of human rights norms and
standards,32 but it is unfortunate that it is seen as complex and technical.33 In addition, Richard Carver
notes that ‘in some instances the indicator does not have the valid, proven relationship with the right
ostensibly being measured.’34 These factors explain in part why potentially useful tools from the human
rights indicators field have not generally been translated over into discussions on measuring compliance
with recommendations of institutions like NPMs or other bodies.
Various questions are considered by those treaty bodies or other actors who undertake follow-up and
measurement of compliance and implementation. These include: what information should be collected
to measure compliance and implementation (namely, not only information from the state or the actor
expected to comply, but other sources such as Civil Society Organisations (CSOs), National Human
Rights Institutions (NHRI), parliamentarians, among others); and what precisely is being measured
(particularly when the recommendation made by the relevant body may not itself be sufficiently specific).
It requires consideration of a number of variables including: the length of time taken to comply with a
recommendation; how many recommendations are made at any one time and whether some need to be
prioritised; the complexity of what may be required to comply and implement; and the range of actors
that should be involved in doing so.
One interesting attempt by an NPM to measure implementation of recommendations can be found outside
of the European context. In the Maldives the NPM has developed a ‘Recommendations Monitoring Tool
Kit’.35 This comprises three core elements:
1. A recommendations implementation time-line
2. A recommendations monitoring tool;
3. A ‘17 Factor Model’.
Within this package of tools the recommendations implementation time-line consists of a list of
recommendations in each visit report, which is shared with the relevant authority and forms part of the
process of establishing constructive dialogue. The recommendations monitoring tool sets out progress
with the implementation of each recommendation based on ‘progress monitoring scale’.36 Lastly, the 17
Factor Model sets out a list of factors identified by the NPM that are applied to each recommendation as
an indicator of implementation.37
See Part II, Chapter 2.5 for more information about cooperation with international actors.
See UN Office of the High Commissioner for Human Rights (OHCHR)’s webpage: <http://www.ohchr.org/EN/Issues/
Indicators/Pages/HRIndicatorsIndex.aspx>; and OHCHR, ‘Human Rights Indicators: a Guide to Measurement and
Implementation’ (2012) UN Doc HR/PUB/12/5; see also RL Barsh, ‘Measuring Human Rights: Problems of Methodology
and Purpose’ (1993) 15 (1) Human Rights Quarterly 87; M. Green, ‘What we talk about when we talk about indicators:
Current approaches to human rights measurement’ (2001) 23 Human Rights Quarterly, 1062.
33
G. de Beco, ‘Human Rights indicators: from theoretical debate to practical application’ (2013) 6 Journal of Human Rights
Practice 159.
34
Comments provided by Richard Carver during the peer review of this Study.
35
For more information on this toolkit see J Mahmood, ‘Getting Recommendations implemented’ in APT Global Forum on
the OPCAT February 2012 <http://www.apt.ch/content/files/opcat%20forum/Jeehan_Mahmood_Session5.pdf>.
36
Ibid.
37
Ibid.
31
32
- 25 -
Select target paragraph3
Connect to a paragraph
Connect to an entity
Disable highlights
Add to table of contents