International law also prohibits the production, stockpiling and transfer of certain categories of conventional weapons – such as anti-personnel land mines and cluster munitions – which are deemed
intrinsically indiscriminate and inhumane.141
THE CONTROL OF LAW ENFORCEMENT EQUIPMENT
It is increasingly recognized that these principles – the prohibition of intrinsically inhumane weapons
and the obligation on states to adopt strict risk assessments based on human rights criteria on the
transfer of other types of weapon – also apply to law enforcement equipment.
In relation to intrinsically inhumane equipment, the UN General Assembly has repeatedly called
upon all states “to take appropriate effective legislative, administrative, judicial and other measures
to prevent and prohibit the production, trade, export, import and use of equipment that have no
practical use other than for the purpose of torture or other cruel, inhuman or degrading treatment
or punishment”.142 Certain jurisdictions – notably the EU – have already adopted a regulation on
the transfer of certain law enforcement equipment, prohibiting the international trade in equipment
“which has no practical use other than for the purposes of capital punishment, torture or other cruel,
inhuman or degrading treatment or punishment”; and to control the trade in a range of law enforcement and security equipment misused for such violations of human rights.143
Given the risks to human rights posed by arms and equipment used for law enforcement and state’s
extra-territorial responsibilities under international law, Amnesty International and Omega believe
that all states must have in place robust regulatory mechanisms. These should include a licensing
system for transfers that safeguard against potential abuse of such equipment. This licensing system
should include a legal obligation to conduct a thorough risk assessment of the possible harmful
consequences of a transfer of such equipment and strict human rights criteria for the authorization
and use of such equipment. An exporting state should verify end use undertakings by the importing
states prior to issuing any export license and, at least in sensitive cases, require a delivery verification certificate for exports to guard against diversion. All states should be transparent and report
regularly to parliament and the general public on their exports and imports of arms and law enforcement equipment, so these activities are open to scrutiny.
CORPORATE RESPONSIBILITY
Over the past decade there has been increasing recognition of the responsibility of companies to respect human rights. This responsibility has been elaborated in the UN “Protect, Respect and Remedy” Framework for Business and Human Rights and the UN Guiding Principles on Business and
Human Rights. The UN Guiding Principles confirm that companies have a responsibility to respect
all human rights, and a corresponding need to take concrete action to discharge this responsibility.
This requires taking adequate measures to prevent, mitigate and – where necessary – to redress
human rights abuses connected to their business operations. According to the Guiding Principles,
“The responsibility to respect human rights is a global standard of expected conduct for all business
enterprises wherever they operate. It exists independently of States’ abilities and/or willingness to
fulfill their own human rights obligations, and does not diminish those obligations. And it exists over
and above compliance with national laws and regulations protecting human rights.”144
Any company selling arms or law enforcement equipment to end users known to be committing
serious human rights violations would risk being in breach of these standards. Moreover, it is possible that the company that sells the equipment could be complicit in any subsequent violation of
human rights in which the equipment was used. An International Commission of Jurists (ICJ) Panel
of Experts has examined the question of corporate complicity in human rights violations in some
depth and clarified how legal liability, both civil and criminal, could arise for such complicity.145 The
ICJ panel considered that there could be a sufficiently close link in law if the company’s conduct
enabled, exacerbated or facilitated the abuse, and the company knew, or ought reasonably to
have known, that the abuse would occur. A company could enable, exacerbate or facilitate abuse
through, among other things, the provision of goods or services.
30
China’s Trade in Tools of Torture and Repression
Amnesty International – Index: ASA 17/042/2014
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