F. Safeguards
ii. Enhanced disclosure requirements
87.
The human rights challenges that trial waiver
systems can present to criminal justice systems do
not necessarily indicate that the adoption of such
systems should not be encouraged. The jurisdictions
studied here implement trial waiver systems in a
variety of ways, some of which feature important
safeguards against the kind of abuses and unintended
consequences of plea bargaining in the US identified
at the Washington roundtable and in academic
literature. The surveys did not specifically ask about
safeguards, so comprehensive information is not
available. Nonetheless, it is possible to identify
some key measures that different jurisdictions are
undertaking to try to mitigate the potential dangers of
trial waivers.
89.
The problems discussed earlier in relation to the
risk of wrongful convictions and poor quality
investigations are addressed in some jurisdictions
by the requirement for prosecutors to provide more
extensive disclosure of evidence before the trial
waiver than may have ordinarily occurred at the
pre-trial stage in the course of a full trial procedure.
Luxembourg, for example, has a specific provision
that permits a defendant who has indicated interest
in a trial waiver (known as “jugement sur accord”)
to be granted access to the full criminal file held
by prosecuting authorities. Finland too provides
for full disclosure prior to trial waivers (known as
“syyteneuvottelu”).
i. Mandatory access to a lawyer
88. While there is nearly universal recognition of the right
of access to a lawyer in criminal proceedings, there
are few if any jurisdictions in which this right is fully
realised. Even in jurisdictions considered to have
quite robust legal aid systems (such as England and
Wales), there are indications that defendants are at
times agreeing to waive their right to a trial without
having had access to a lawyer. This can be due to
practical problems in appointing lawyers (particularly
in cases where the defence is publicly funded) at
very early stages in the proceedings, or because
defendants waive their right to a lawyer. The concerning
phenomenon of unrepresented defendants entering
trial waivers tends to arise more often in the context
of minor offences even though the long-term
impact of convictions for minor offences carrying
no custodial sentence can be significant. To address
these concerns, some jurisdictions, according to the
research, insist on the participation of a defence lawyer
in order for a trial waiver to be valid. These include
(but are not limited to) Argentina, Australia, Brazil,
Croatia, Estonia, France, Georgia, Ireland, Luxembourg,
Macedonia, South Africa, Switzerland and Zambia. In
Kenya, draft prosecutorial guidelines state that if no
defence lawyer is present, the negotiations must be
electronically recorded, and children may not enter
into trial waivers (known as “plea agreements”) without
legal representation.99
90.
O ther jurisdictions may not feature disclosure
provisions that are specific to the trial waiver system,
but have general disclosure regimes that provide
defendants with sufficient access to evidence in
time to make decisions about trial waivers. For
example, in Germany, South Africa, and Spain, survey
respondents indicated that defendants receive a copy
of all evidence intended to be used at trial before they
are asked to make a decision to waive their right to a
full trial.
iii. Timing of agreements
91. Whether defendants have sufficient access to
information, evidence and legal advice depends
in part on the timing of the trial waiver. Many
jurisdictions, including Australia, England and Wales,
and New Zealand, provide greater benefits for trial
waivers exercised earlier in the proceedings. The
thinking behind this policy is clear; the earlier the
agreement, the greater the potential resource savings
(though the desire to spare victims further trauma and
to encourage defendants to express sincere remorse
are also often stated motivations for such a policy).
However, the push for greater efficiency at greater
speeds comes at the cost of procedural protections.
99. “ODPP Draft Rules on Plea Agreements”, Office of the Director of Public Prosecutions (Jul. 2014). Available at: http://www.kenyalaw.org/kl/ODPP_Draft_Rules_On_
Plea_Bargaining.pdf.
52.
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