Background
7.
There is a common view that the trial is the key
safeguard which guarantees the fairness of criminal
convictions. In reality, however, many convictions are
imposed without a full trial ever taking place as a result
of systems which incentivise suspects to waive their
right to a trial. Taking various different forms across the
globe, including plea bargaining, abbreviated trials
and cooperating witness procedures, this growing
practice has considerable implications – both good
and bad – for human rights and the rule of law.
8. Trial waiver systems – defined for the purpose of this
report as creating “a process not prohibited by law
under which criminal defendants agree to accept guilt
and/or cooperate with the investigative authority in
exchange for some benefit from the state, most
commonly in the form of reduced charges and/or lower
sentences” – have the potential to enhance human
rights protection in criminal proceedings due largely to
the removal of the burdens which full trial procedures
impose on criminal justice systems. Trial waiver
systems can provide a solution to endemic case
backlogs that contribute to excessive pre-trial
detention, by reducing the time and resources
necessary to adjudicate cases. These systems can also
be employed, for example, to combat corruption and
complex criminal networks, to reduce prison sentences
and the over-reliance on incarceration and to improve
the protection of the rights of victims.
9. In addition to these benefits, however, human rights
and rule of law concerns can also result from the
decreasing incidence of full trials as the means of
administering criminal justice around the world. Trial
waiver systems usually substitute confessions and
waivers of procedural rights in place of the procedural
and evidentiary rigours of the trial, removing many of
the key points at which police and prosecutorial
activity is made public and scrutinised. This lowered
threshold of scrutiny can exacerbate and reduce
accountability for human rights abuses that occur
during arrest and the pre-trial period. It can also
unsettle the balance of power between actors in the
criminal justice system and overly incentivise the use of
criminal sanctions to address social problems, with
potentially far-ranging impacts on the rule of law.
8.
10.
In recent years, Fair Trials’ network members from
within the European Union (EU), and partners and
colleagues from countries throughout the Western
Balkans, Caucasus, and Latin America have reported
the introduction of trial waiver systems, often inspired
by the US model and sometimes directly supported by
US development funds and technical assistance.
Lawyers frequently express concern about the impact
these new systems have on the rights of defendants,
and were not comforted by the example of plea
bargaining in the US, which they understood to be the
birthplace of modern trial waiver systems but which has
been criticised by lawyers and human rights advocates
in recent years.
11.
By 2015, Fair Trials had begun to identify that trial
waiver systems were a growing global phenomenon
with the potential for both advancing human rights
protection in criminal proceedings, but also
threatening the integrity of due process. Despite the
growing reliance on these systems in place of full trials,
and their clear impact on human rights (for better or for
worse), we were concerned by the lack of a legal and
human rights framework to regulate their use.
Colleagues in and beyond Europe reporting the
introduction of trial waiver systems often noted that
there seemed to be insufficient consideration by law
makers of the potential impact of the widespread
avoidance of trials on systemic rule of law concerns,
such as the openness of investigations and criminal
proceedings, the relative power of prosecutors and
judges, and the due process rights of defendants.
12. Fair Trials therefore set out to gather information on
the breadth and forms of trial waiver systems, in order
to better understand the scope of their use, and their
potential impact on human rights protection and the
rule of law. In that effort, together with pro bono
partner Freshfields, Fair Trials has spent the last two
years engaged in an investigation into the global use
of trial waiver systems. This report presents the results
of that research, analysing the drivers of this
phenomenon, assessing the legal and human rights
implications and providing recommendations for the
development of a rights-based approach to trial waiver
systems. We hope that it serves as the basis for both
deeper analysis and reform efforts on a jurisdictionspecific level, as well as prompting greater
international collaboration and joint efforts toward a
greater understanding, leveraging, and regulation of
the human rights impacts of trial waiver systems.
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