1. PRISON MANAGEMENT
CONTEXT: PROTECTION AGAINST REPRISALS [1.14]
Rule 57(2) of the Mandela Rules places an obligation on prison authorities to take effective measures
to protect complainants against any risk of retaliation, intimidation or other negative consequence as
a result of having submitted a request or complaint. Beneficiaries of protective measures include the
prisoner, but also family members and other individuals who are entitled to issue complaints on behalf
of a prisoner according to Rule 56(4).
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The UN Special Rapporteur on torture has emphasized that “[m]easures in this regard include
the transfer of the complainant or the implicated personnel to a different detention facility or the
suspension from duty of the personnel.”64 The UNCAT has also recommended “[p]rotective measures
including relocation, on site security, hotlines, and judicial orders of protection to prevent violence and
harassment against complainants, witnesses, or close associates of such parties”.65
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1.6. TRANSFERS
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The subject of the transfer and transportation of prisoners was not revised as part of the
SMR review. However, changes in areas such as safety and security, the use of restraints
and provisions on health-care have a bearing on transfers and are therefore included in
this guidance document.
WHY IS IT IMPORTANT?
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All the fundamental protections in the Mandela Rules apply to prisoners at all times, including
during transfer and transportation. These periods of detention are often overlooked and
the dangers underestimated, despite the heightened risk of torture or other ill‑treatment
during periods of transfer. Prison transfers might also be applied discriminatorily or with the
deliberate intent of harming or punishing prisoners, or to impact their family members.
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The increased risk of ill‑treatment during transfer stems from the lack of oversight of
conditions of detention and treatment during the process, including access by monitoring
bodies. In addition, prisoners usually have no means of contacting the outside world during
the transfer itself and there may be no other persons present to witness ill‑treatment. The
safeguards in place in detention facilities, including with regards to the separation of different
categories of prisoners, may also be less strictly applied during transfers, and those in charge
of transporting prisoners may not have been vetted and trained to the same standards as
regular prison staff.
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The period of transfer can also be a particularly stressful time for prisoners, including if
they are being taken to court hearings, to hospital or to an unknown and potentially distant
detention facility.
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On the other hand, authorities and staff also face heightened risks during transfers, such as
prisoner escapes or attacks on the vehicle during transit, particularly if the staff-prisoner ratio
for the transfer is low.
64. Report of the Special Rapporteur on torture, A/68/295, op. cit. note 57, para. 77.
65. UN Committee Against Torture, CAT/C/51/4, op. cit., note 63, para. 55.
Guidance document on the Nelson Mandela Rules
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