UNCAT Ratification Tool
Annex 3: Initial Reports to the
Committee against Torture – General
Guidelines
Article 19 of UNCAT provides that all States parties shall prepare an initial report “on the measures
they have taken to give effect to their undertakings under this Convention, within one year after the
entry into force of the Convention for the State party concerned.”
Following its submission, the initial report of the State party will be considered by the Committee
against Torture as a priority at one of its following sessions, and a delegation from the State party will
be invited to participate and respond to questions from the Committee.12
To provide States parties with further advice on what should be included in their initial reports, the
Committee has prepared a detailed guidance note.13 These supplementary General Guidelines offer
replies to common questions raised by States which have yet to submit an initial report, and directs
States parties to further resources as well as commended examples of initial reports so that States
may better prepare, organise and prioritise the large amount of information which might be shared
with the Committee during the initial review.
Important changes in the requirements for initial reports
As the practice of the CAT has evolved, the level of detail and the format of initial reports submitted
has changed. Additionally, as a result of the recent efforts by the UN to enhance the efficiency of
treaty body operations, new reporting requirements have been agreed. Consequently, any initial
report which follows the format used in early sessions of the Committee against Torture (or other
human rights treaty body) is unlikely to be adequate for the Committee to conduct a thorough
review, and up to date information should always be sought from the CAT Secretariat (+41 22 917 97
06, cat@ohchr.org) or from the CAT website (www2.ohchr.org/english/bodies/cat/).
The changes to initial reports have been caused by at least two historic factors. First, the introduction
of the ‘common core document’ (a requirement of human rights treaty reporting since 2006)14 and,
second, the 2005 revisions to the guidelines on the form and content of initial reports.15 Both factors
have made early examples of initial reporting less relevant for any State Party seeking to submit a
report to the CAT.
12
OHCHR with assistance of UN Country teams with access to video conferencing facilities have been
requested to offer, at the request of a State party, the opportunity for members of its delegation to participate
in the review of that State party by videoconferencing in order to facilitate wider participation in the dialogue.
See UN General Assembly resolution A/Res/68/268, 21 April 2014, at 23.
13
Guidelines on the Form and Content of Initial Reports Under Article 19 to be Submitted by States Parties to
the Convention Against Torture, CAT/C/4/Rev.3, 18 July 2005.
14
See HRI/GEN/2/Rev.6, 3 June 2009.
15
Guidelines on the Form and Content of Initial Reports Under Article 19 to be Submitted by States Parties to
the Convention Against Torture, CAT/C/4/Rev.3, 18 July 2005.
24
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