National Preventive Mechanism
5.1.6
Regular raising of awareness in relation to measures that
restrict freedom
Under the Federal Constitutional Law on the Protection of Personal Freedom
and the Nursing and Residential Homes Residence Act (Heimaufenthaltsgesetz),
measures that restrict freedom are only permitted if they are implemented in
order to uphold human dignity and comply with all conditions prescribed
by law. This includes in particular compliance with all formal requirements
laid down by law, which is established in the specific individual case after the
judicial review of measures that restrict freedom.
Therefore, the notifications to the representative(s) of the residents must
clearly state not only the person who orders the measure, but the order must
also be issued by a person with authority to do so. The measure ordered must
be authorised and signed off by this person. Thus, mechanical restrictions
of freedom in long-term care facilities may be ordered by qualified nursing
staff, whilst medication-based measures must be ordered by a doctor. The
notifications must also state the diagnosis, the specific type of danger to the
individual or to other persons and the milder measures previously applied
without success. If there are any formal errors, this will render the restriction
of freedom unlawful and will constitute a breach of the right to protection of
personal freedom guaranteed by constitutional law.
Incorrect reports
The NPM has found a lack of awareness and sensitivity in this area. The list
of ascertained shortcomings includes the absence of specific diagnoses and
documentation of situations of danger, a lack of internal clarity regarding the
persons authorised to impose such measures, the failure to record measures
that restrict freedom in the nursing care documentation system, the absence
of instructions from a doctor, deficient evaluation and thereafter the failure to
update reports about measures that restrict freedom, confusing documentation
which even the facility staff can no longer follow, a lack of documentation
concerning proportionality and unreported measures that restrict freedom. For
example, in one facility in Lower Austria, there were reports on measures that
restrict freedom which were no longer being applied, whilst current measures
were not being reported. Following a request by the NPM, the documentation
system was standardised and reports on measures that restrict freedom were
updated.
On various occasions the NPM recommended that staff be advised of the
need to comply with the formal requirements of the Nursing and Residential
Homes Residence Act when implementing measures that restrict freedom.
This is not an insignificant requirement, but rather a basic prerequisite for the
admissibility of restrictions of human rights.
Staff do not always
recognise measures
that restrict freedom
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In some retirement and nursing homes numerous alternative measures to
measures that restrict freedom were apparent in the nursing documentation,
coupled with a more sensitive approach and good cooperation with the
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