8.5 The State party furthermore refers to a series of
Canadian court decisions on the nature and effects of
parole, its suspension or revocation. It also argues,
quoting various authorities, that the Canadian process
of sentencing permits flexibility with respect to
forfeiture of parole. It points out that the last sentence
of three years (plus forfaiture of parole) when the
statutory maximum is 14 years, makes it possible to
argue, in view of Mr. Van Duzen's criminal record, that
the judge did take into consideration his forfeiture of
parole. Also the role of the National Parole Board is
discussed in this context.
8.6 The State party agrees with the alleged principle
of interpretation referred to in paragraph 6.2 above, but
is unable to find any ambiguity in article 15 of the Cov
enant because it is clearly restricted, it submits, to the
field of criminal law. Therefore, the State party sub
mits, the author cannot benefit from the presumption in
favour of liberty.
8.7 In the light of the above, the State party submits
that the Human Rights Committee ought to dismiss
Mr. Van Duzen's communication. Article 15, it sub
mits, deals with criminal penalties, while the process of
parole is purely administrative, and therefore the
Criminal Law Amendment Act 1977 cannot be regarded
as providing a hghter penalty within the ambit of ar
ticle 15.
9.1 On 2 June 1981 the author through his represen
tative submitted observations under rule 93 (3) of the
Committee's provisional rules of procedure in response
to the State party's submission of 18 February 1981
under article 4 (2) of the Optional Protocol.
9.2 The author observes that in article 15 (1) the
word "criminal" is associated with "offence" and not
with "penalty". The State party's attempt to narrow the
meaning of "penahy" is not supported by the words of
the article. It is submitted that if the offence is criminal
within the meaning of the article, any penalty for the of
fence is a penalty within the meaning of the article. The
State party admits that forfeiture and revocation of
parole were penalties and that revocation continues to
be a penalty, but tries to divide penalties into categories
for which it has no authority in the words of the article,
in precedent or in reason.
direction and control of the Commissioner of Correc
tions.
9.5 As the Government has emphasized, the author
states, parole affects the mode of undergoing a sentence
of imprisonment imposed for the offence. Forfeiture
and revocation of parole were, before 15 October 1977,
penalties for breach of conditions of parole. Revocation
of parole continues to be such a penalty. The State par
ty's argument is that a penalty within the meaning of
article 15 (1) is only a so-called "criminal penalty" im
posed by a criminal court for a particular criminal of
fence, pursuant to criminal proceedings. It must surely
be agreed that a term of imprisonment is such a penalty.
A penalty is not exhausted when it is pronounced. It
continues in operation until it has been completely ex
ecuted. Being at large on parole is therefore a mode of
undergoing a criminal penalty. Forfeiture and revoca
tion of parole and their consequences were penalties for
breach of conditions of a mode of undergoing a
criminal penalty. Even if the State party's definition of
"penahy" whhin the meaning of article 15 (1) were cor
rect, which is not admitted, forfeiture and revocation of
parole would be criminal penalties whhin that inter
pretation of the article. The attempted distinction put
foward by the Government between an administrative
and a criminal penalty is without foundation in this con
text. In this connection, attention is drawn to the state
ment of Mr. Justice LeDain, in the Canadian Federal
Court of Appeal, in his reasons for judgement in Re
Zong and Commissioner of Penitentiaries (1976) 1 C.F.
657, at 679-80, cited in the reply, where he said that
forfeiture of parole was a penalty for the act of commit
ting an indictable offence while on parole.
9.6 The author further maintains that the distinc
tion between formal punishment, which is administered
through the courts, and informal punishment which is
used extensively in a wide variety of interpersonal and
institutional contexts, misses the point of this com
munication. The penalty here at issue clearly entails
"punishment for crime". The distinction does not de
pend on the agency that administers or imposes the
penalty. The nature of the penalty, its relation to the of
fence, and hs consequences are the critical factors, not
the agency that imposes it.
9.7 Forfeiture of parole, when in effect, was a
lawful automatic consequence by operation of law of
conviction of an indictable offence in certain cir
cumstances, but this perse is not the subject of the com
plaint. The author states that he would have no com
plaint under article 15 (1) about the forfeiture of his
parole or the consequence of forfeiture of parole, as
they applied to him, if the amendments of 1977 had not
made lighter the penalty for breach of conditions of
parole without making the amendment retroactive.
9.3 The author maintains in his submission that the
word "penalty" is not confined to a "criminal
penahy", as defined by the State party, and is consistent
not only with the language of article 15(1) but also with
judicial and other usage in the Enghsh-speaking world.
9.4 The penalty of forfeiture or revocation of
parole, he states, is an integral part of the penal process
resulting from conviction and imposition of a sentence
of imprisonment and enforced by the agencies executing
that sentence. The Penitentiary Service, the National
Parole Board and the National Parole Service are all
under the jurisdiction of the Solicitor-General of
Canada, and the Penitentiary Service and the National
Parole Service are branches of the Correctional Service
of Canada, under the jurisdiction and administrative
9.8 Commenting on the State party's submissions as
to the process of sentencing and the alleged flexibility
both before and after the amendments of 1977, the
author refers to statistics showing that despite the max
imum fixed by law at 14 years, his last sentence, which
was a prison term of three years, is close to the normal
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