Article 2. Obligation to Prevent Torture
77
This was the first time that this principle of respondeat superior had been included in a
human rights treaty and therefore also the first time that this principle was rejected as a
justification for torture in a human rights treaty. During the drafting there was discussion
as to the possibility of whether the order of a superior, although not being a justification,
could still be an extenuating fact justifying a milder penalty in line with Article 8 of the
Nuremberg Charter.22 In written comments the United States noted that although orders
from a superior officer cannot justify torture, it is a factor that should be considered in
mitigation of punishment and proposed the following new Article 4:
1. No exceptional circumstances whatsoever, whether a state or threat of war, internal political
instability or any other public emergency may be invoked as a justification for torture.
2. An order from a superior officer or a public authority may not be invoked as a justification for
torture.23
15 During the 1979 Working Group discussions one (unidentified) delegate proposed
the addition to paragraph 3 of a provision indicating that superior orders may be considered in mitigation of punishment if justice so requires. At the same time one (unidentified) delegate expressed his reservation about this paragraph. It was agreed to include the
addition in brackets for consideration by the Commission on Human Rights.24 Following
discussion in the 1980 Working Group it was decided that the wording in square brackets
should be deleted in Article 2(3).25 There is nothing in the records that indicates what was
actually said. Burgers and Danelius are also silent on this point. It is interesting to note
that the ILC, in its formulation of the Nuremberg Principles, had deleted the sentence
that dealt with the mitigation of punishment in Principle IV, regarding the reference to
‘mitigation of punishment’ as unnecessary.26 Principle IV was adopted as ‘[t]he fact that
a person acted pursuant to order of his Government or of a superior does not relieve him
from responsibility under international law, provided a moral choice was in fact possible
for him’.27 In its report to the General Assembly the ILC explained that the question of
leniency in punishment should be determined by a competent court during the sentencing process, stating that the text was based on the principle contained in Article 8 of the
Charter of the Nuremberg Tribunal.
3. Issues of Interpretation
3.1 The Obligation to Take Effective Measures to Prevent Torture
3.1.1 Scope of Application
16 The Convention, strictly speaking, does not prohibit torture or cruel, inhuman or
degrading treatment. A provision stating that no one shall be subjected to torture and
cruel, inhuman or degrading treatment, as contained in Article 7 CCPR and similar
The same principle could be found later in Art 7(3) and (4) of the ICTY Statute.
24
E/CN.4/1314 (n 6) para 53.
E/CN.4/L.1470 (n 7) para 35.
25
Report of the Working Group of the Commission on Human Rights (1980) UN Doc E/CN.4/1367,
para 13.
26
See International Law Commission (ILC) Yearbook, Vol 1 (1950), 288. See Ahcene Boulesbaa, The UN
Convention on Torture and the Prospects for Enforcement (Martinus Nijhoff 1999) 84, n 165.
27
See International Law Commission Yearbook, Vol 2 (1950) 375. See Boulesbaa (n 26) 84, n 167.
22
23
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