It is clear from the preparatory work on the Convention that the obligation to
prosecute is not dependent on whether an extradition request has been made
and eventually refused. The drafters of the Convention expressly rejected a proposal to impose such a requirement, which is found in some treaties and
national legislation.155 In many cases, the only State having jurisdiction under
Article 5 §1 is the State whose authorities themselves have accepted, or at least
tolerated, that torture occurred on its territory and which may accordingly be
most reluctant to ask for the extradition of the offenders to bring them to trial.
If a request for extradition from such a State were a condition for the exercise of
the jurisdiction of the State in whose territory the alleged offender is present, the
principle aut dedere aut judicare would only have a very limited application and
the effectiveness of the Convention would be considerably weakened.156
If no request for extradition is made or the State decides not to grant a
request for extradition, the case must be submitted to the prosecuting authorities. There are no further options: This submission must take place.157 It is clear
that the purpose of the submission is the prosecution and, where appropriate,
conviction of the suspected torturer.158 Any restrictions in national legislation on
the scope of the obligation to prosecute with respect to torture and ancillary
crimes are contrary to the Convention.159 However, the possibility of prosecution
may be limited if jurisdictional immunities in international law are enjoyed by
alleged offenders, as discussed under Article 5 §2.
No time limit is indicated for extradition requests, which means that the
holding State has a certain discretion. However, it must make a judgment based
on what is fair and reasonable. Postponement of decisions is contrary to the
overall object and purpose of the Convention.
The CAT has expressed criticism in situations involving national amnesties and
impunity161 and stressed that in such situations the Convention must prevail
over national laws resulting in impunity for torturers. Thus, it must be assumed
that the duty to prosecute under the Convention extends to alleged offenders
who may have been granted amnesty from criminal prosecution elsewhere.162
Military personnel in active service should not be shielded from prosecution by
a military court. Military personnel who have been accused of gross human
rights violations during active service should be tried under ordinary criminal
courts. Police officers accused of torture should be prevented from taking part
in activities such as interrogation and other duties where the risk of their
repeating the crime is present.
§ 2. The prosecuting authority in a State Party is obliged to make its decision on
whether to prosecute in the same way as in the case of any ordinary crime of a
II. INDIVIDUAL ANALYSIS OF ARTICLES 1–16 OF THE CONVENTION
2. ANALYSIS OF SUBSTANTIVE PROVISIONS
Prosecution can only take place after it has become clear that no extradition will
take place (if a request for extradition is not granted or if no such request is
made).160
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