ESSEX PAPER 3: INITIAL GUIDANCE ON THE INTERPRETATION AND IMPLEMENTATION OF THE UN NELSON MANDELA RULES
It was noted that in some countries, prison officers are transferred regularly from one prison to
another, which constitutes a hardship for them and their families. At the same time, it has to be
acknowledged that transfers of prison officers have proven to be an effective measure to prevent
corruption.
Guidance about the planning, design and provision of facilities for prison staff can be found in the
UNOPS Technical Guidance.110
Adequate prisoner-staff ratio
The Essex group highlighted the importance of an adequate prisoner-staff ratio for good prison
management, which has been widely recognised. The Inter-American Principles and Best
Practices provide that ‘[s]efficient and qualified personnel shall be available to ensure security,
surveillance, and custody’.111 They require that staff ‘shall be provided with the necessary
resources and equipment so as to allow them to perform their duties in suitable conditions,
including fair and equitable remuneration, decent living conditions, and appropriate basic services’.
The Kampala Declaration on Prison Conditions in Africa also states that ‘the State should provide
sufficient material and financial resources for staff to carry out their work properly’.112
As has been noted by human rights bodies, ‘where staff complements are inadequate (it) can
easily result in high levels of stress in staff and their premature burnout, a situation which is likely
to exacerbate the tension inherent in any prison environment’.113
The experts noted that adequate numbers of staff need to be present at all times to ensure safety
and security, including overnight.
Dynamic security and conflict prevention
Lessons learned over the last 60 years include the acknowledgment that techniques of conflict
resolution and mediation not only ensure human rights compliance, but also are more effective and
efficient in providing for the safety and security of prisoners and prison staff.
In particular, it is now ‘generally acknowledged that safety and security in prisons depend on
creating a positive climate which encourages the cooperation of prisoners’ and that ‘engaging with
prisoners and getting to know them can enable staff to anticipate and better prepare themselves
to respond effectively to any incident that may threaten the security of the prison and the safety of
staff and inmates’. This notion is usually referred to as ‘dynamic security’, describing an ‘emphasis
on the need for prison staff to establishing good relationships with prisoners’.114 It implies proactive
and frequent interaction of prison staff with prisoners, which allows them to observe the prisoners
and gather information. Such regular interaction provides warning signs of incidents and allows
Technical Guidance for Prison Planning, based on the Nelson Mandela Rules, pp. 202-208.
110
Principle XX of the Inter-American Principles and Best Practices on the Protection of Persons Deprived of Liberty in
the Americas.
111
See African Commission on Human and Peoples’ Rights, Kampala Declaration on Prison Conditions in Africa,
September 1996, ‘Prison Staff’, para. 3.
112
CPT 11th General Report, [CPT/Inf (2001) 16], para. 26.
113
Handbook for Prison Leaders, p. 106.
114
Penal Reform International and the Essex Human Rights Centre
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