State. Examples could include a Government
official who employs a domestic servant who
has been trafficked into that position, or a law
enforcement official who maintains a private
commercial interest in a brothel that exploits
trafficked women. In such cases it will be
necessary to question whether the conduct is
“systematic or recurrent, such that the State knew
or ought to have known of it and should have
taken steps to prevent it” (art. 7, para. 8). If so,
it should be possible to attribute such “official”
involvement to the State without further analysis
of the conduct itself.
If, on the other hand, the relevant conduct would
be better described as “isolated instances of
outrageous conduct on the part of persons
who are officials”, then a distinction will need
to be made between conduct which, while
unauthorized, is undertaken with apparent
authority (or, under “the colour of authority”),243
and purely private conduct. Apparent authority
could be inferred in the second example
provided in the previous paragraph, by showing
that it is the official position of that individual that
gives him or her the knowledge and protection
making it possible to operate and maintain an
unlawful, commercially successful operation.
In other words, the conduct was only possible
because of the individual’s official position and
use of apparent authority. Additional evidence
pointing to attribution could include, for example,
the use of official vehicles to transport trafficked
persons, the use of police intelligence to avoid
raids, or the use of law enforcement colleagues
to provide “protection”.
Under the United States Restatement, “A State is
responsible for any violation of its obligations under
international law resulting from action or inaction by …
(c) any organ, agency, official, employee or other agent
of a government or any political sub-division, acting within
the scope of authority or under colour of such authority”:
American Law Institute, Restatement (Third) of the Foreign
Relations Law of the United States (1987), sect. 207.
243
THE DUE DILIGENCE STANDARD AND PUBLICSECTOR COMPLICITY IN TRAFFICKING
Principle 6 requires States to exercise due
diligence in identifying and dealing with
public-sector complicity in trafficking. As noted
above in the discussion of Principle 2 and
related guidelines, the due diligence standard
is commonly used to identify the obligations on
States when it comes to responding to acts by
private entities that interfere with established
rights. The relevant principles confirm that failure
to meet this standard, in terms of preventing an
anticipated human rights abuse by a private
entity, or to respond effectively to such an abuse,
will invoke the responsibility of the State. Due
diligence is also the appropriate standard in the
following situations:
• In evaluating whether the State has taken
sufficient steps to prevent involvement in
trafficking by its officials; and
• In evaluating whether the State has
discharged its obligation to identify,
investigate and punish public-sector complicity
in trafficking.
The discussion on due diligence under Principle
2 and related guidelines confirmed that deciding
whether or not a State is meeting the due
diligence standard ultimately comes down to an
assessment of whether it is taking its obligations
to prevent, respect, protect and fulfil human
rights seriously. In the present context, those
obligations include preventing and responding
to public-sector complicity in the human rights
violations associated with trafficking. The United
Nations Human Rights Committee has spelled
out the steps that should be taken to deal with
violations of human rights involving public
officials:
In order to combat impunity, stringent
measures should be adopted to ensure that
all allegations of human rights violations are
promptly and impartially investigated, that the
COMMENTARY
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