PART 1
Box 4: Key elements of the international legal definition of trafficking in persons
KEY ELEMENT
Action
Recruitment, transport, transfer, harbouring or receipt of persons.
Means
Threat or use of force or other forms of coercion, abduction, fraud,
deception, abuse of power or position of vulnerability, giving or receiving
payments or benefits to achieve consent of a person having control over
another.
Purpose
Exploitation (including, at a minimum,24 the exploitation of the prostitution
of others, or other forms of sexual exploitation, forced labour or services,
slavery or practices similar to slavery, servitude or the removal of organs).
The Trafficking Principles and Guidelines are
applicable to trafficked persons and trafficking.
They do not apply to migrants who have been
smuggled. Article 3 of the Protocol against
the Smuggling of Migrants defines migrant
smuggling as:
The procurement, in order to obtain, directly
or indirectly, a financial or other material
benefit, of the illegal entry of a person into
a State party of which the person is not a
national or permanent resident.
Under this definition, migrant smuggling refers
only to the illegal movement of persons across
international borders. The Migrant Smuggling
Protocol criminalizes smuggling when it is for
personal gain. Its provisions do not apply to
those who procure their own illegal entry or who
procure the illegal entry of others for reasons
other than gain, such as individuals smuggling
family members or charitable organizations
assisting in the movement of refugees or asylum-
seekers.25 The Migrant Smuggling Protocol
does not address mere illegal entry and takes a
neutral position on whether those who migrate
illegally should be the subject of any offences.26
What are the key differences between smuggling
and trafficking? Unlike trafficking, migrant
smuggling may well involve but does not require
an exploitative purpose or the elements of
force, deception, abuse of power or position
of vulnerability, or fraud. Another important
difference is that migrant smuggling requires
the (illegal) crossing of an international border.
Trafficking does not require illegal movement of
this kind as it can take place within the borders
of one country or even when borders are
crossed legally.
The distinction between trafficking and migrant
smuggling is a legal one and may be difficult
to establish or maintain in practice. This is
because trafficking and migrant smuggling are
processes – often interrelated and almost always
“Report of the Ad Hoc Committee on the Elaboration
of a Convention against Transnational Organized Crime
on the Work of its First to Eleventh Sessions, Addendum:
Interpretative Notes for the Official Records (Travaux
Préparatoires) of the Negotiation of the United Nations
Convention against Transnational Organized Crime and
the Protocols Thereto” (A/55/383/Add.1, para. 88).
25
“Report of the Ad Hoc Committee on the Elaboration
of a Convention against Transnational Organized Crime
on the Work of its First to Eleventh Sessions, Addendum:
Interpretative Notes for the Official Records (Travaux
Préparatoires) of the Negotiation of the United Nations
Convention against Transnational Organized Crime and
the Protocols Thereto” (A/55/383/Add.1, para. 88).
24
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26
Article 5.
RECOMMENDED PRINCIPLES AND GUIDELINES ON HUMAN RIGHTS AND HUMAN TRAFFICKING
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