PART 2.1
must also be able to show that its restriction is
non-discriminatory. Since almost all emigration
restrictions related to trafficking are limited to
women and girls, it would be difficult for any
State to argue convincingly for their lawfulness
under current international legal standards.
3.4. ANTI-TRAFFICKING MEASURES,
REFUGEE STATUS AND THE PRINCIPLE OF
NON-REFOULEMENT147
The discussion on Principle 2 and related
guidelines noted the connection between
trafficking and refugee status. In the context
of non-violation of established rights, several
different legal questions arise. First: is a trafficked
person, as a matter of principle, entitled to
seek and receive asylum? Second: under
what circumstances would the fact or threat of
trafficking influence a determination as to
whether or not an individual can be considered
a refugee? Third: can a trafficked person be
lawfully repatriated or returned by a State when
there is a risk of ill-treatment?
ENTITLEMENT TO SEEK AND RECEIVE ASYLUM
In relation to the question of whether a trafficked
person is entitled to seek and receive asylum,
international law is clear on the point that
asylum claims are to be considered on their
substantive merits and not on the basis of the
applicant’s means of entry.148 In other words, an
individual cannot be denied refugee status – or
This section draws on a more detailed consideration
of trafficking and asylum and the impact of anti-trafficking
measures on refugees and asylum-seekers in Gallagher,
International Law of Human Trafficking, chaps. 3 and 9.
147
See Refugee Convention, art. 31; see also Guy S.
Goodwin-Gill, “Article 31 of the 1951 Convention Relating
to the Status of Refugees: Non-penalization, detention,
and protection” in Erika Feller, Volker Türk and Frances
Nicholson (eds.), Refugee Protection in International Law:
UNHCR’s Global Consultations on International Protection
(2003), p. 183.
148
88
the opportunity to make a claim for such status
– solely because that person was trafficked or
otherwise illegally transported into the country
of destination. This rule has important practical
significance. Many States impose penalties for
unlawful entry, use of fraudulent travel documents,
etc., and it has been noted that such penalties
increasingly consist of a denial of rights in the
context of refugee determination procedures.149
The possibility that some victims or potential
victims of trafficking may be entitled to
international refugee protection is explicitly
recognized in article 14 of the Trafficking
Protocol and article 40 of the European
Trafficking Convention. The Explanatory Report
on the latter instrument confirms that:
The fact of being a victim of trafficking in
human beings cannot preclude the right to
seek and enjoy asylum and Parties shall
ensure that victims of trafficking have access
to appropriate and fair asylum procedures
(para. 377).
Asylum claims should be considered on their
substantive merits and not on the basis of the
applicant’s means of entry. In practical terms this
means that all persons, including both smuggled
migrants and trafficked persons, should be given
full opportunity (including through the provision of
adequate information) to make a claim for asylum
or to present any other justification for remaining
in the country of destination on that basis.
TRAFFICKING AS THE BASIS OF A CLAIM FOR
REFUGEE STATUS
The question of whether trafficking or fear
of trafficking could ever constitute a valid
basis for asylum is more complex. In order to
be recognized as a refugee, the individual
concerned must be found to have a “wellfounded fear of persecution” that is linked
149
Hathaway, The Rights of Refugees…, p. 408.
RECOMMENDED PRINCIPLES AND GUIDELINES ON HUMAN RIGHTS AND HUMAN TRAFFICKING
Select target paragraph3
Connect to a paragraph
Connect to an entity
Disable highlights
Add to table of contents