44
That the legal basis is insufficiently precise is also
problematic considering the principle of legality as laid
down in the Norwegian Constitution.142
Our findings indicate that solitary confinement is
widely used as a control measure. According to
the Correctional Service, almost 600 administrative
decisions on complete exclusion were implemented
on the basis of this provision during the period
September–December 2018 (four months). By
comparison, Denmark recorded approximately 400
administrative decisions on exclusion as a control
measure for 2017 as a whole.143
In connection with the visit to Bergen Prison in 2018,
the prison administration reported 446 administrative
decisions on complete exclusion from company based
on Section 37 of the Execution of Sentences Act in
2017.144 More than 90 per cent of these decisions were
made to ‘maintain peace, order and security’. A review
of decisions from other prisons show the same trend.
6.3 Solitary confinement by choice
If an inmate wishes to be excluded from the company
of other inmates, the prison administration shall make
an administrative decision to that effect on the basis
of Section 37 ninth paragraph of the Execution of
Sentences Act.
In our experience, based on our visits, many inmates
prefer to be excluded because they do not feel safe in
the company of other inmates. The Directorate of the
Norwegian Correctional Service’s day surveys in 2018
showed that, on average, 33 inmates were excluded
from the company of other inmates on their own
request on the days of the surveys. The actual figure
is probably much higher, because inmates are only
placed in the category ‘on their own request’ if they are
held in isolation based on an administrative decision on
exclusion in accordance with Section 37 ninth paragraph.
The Directorate considers that an administrative decision
shall only be made where the inmate expressly requests
to be excluded from the company of other inmates.145
Special Report to the Storting
Document 4:3 (2018–2019)
Limited staff presence in the communal sections can
add to vulnerable inmates’ feeling of insecurity and be
a contributory cause of self-isolation. Such conditions
can also make isolated inmates more prone to withdraw socially in that they do not feel safe re-associating
with other inmates. We have observed this during
several visits (see section 8.1 Inmates who chose
solitary c
onfinement (self-isolation) for a more detailed
description on this point). Passivity and withdrawal can
also make it difficult for individuals to attend to their
own health and welfare, and can be the start of a negative development of further withdrawal and depression
(see section 4.2 Health effects of solitary confinement).
Norwegian authorities have an obligation to ensure the
safety of people deprived of their liberty, and lack of
protection can entail violation of the prohibition against
inhuman or degrading treatment.146 Arrangements
shall be made to allow for as much social contact as
possible between inmates, in a secure setting. Inmates
should only be held in isolation for their own protection
when their security cannot be ensured in any other way.147
The Parliamentary Ombudsman has expressed concern
that the extent of self-isolation is particularly highin some
prisons, and pointed out the importance of prisons making
active efforts to ensure a safe prison environment, including
for vulnerable inmates. During one visit we found that:
‘At the time of our visit, five per cent
of all inmates had been excluded
from the company of others on their
own request. According to the prison
statistics, there had been 90 administrative decisions on self-requested
exclusion in 2016. (…) It emerged that
several of those who were or had
been excluded from the company of
other inmates on their own request
did not feel safe, and that they
suffered from anxiety disorders’.148
142 Article 113 of the Norwegian Constitution.
143 The Danish Department of Prisons and Probation’s statistics for 2017, Table 5.3. See the Danish Sentence Enforcement Act Section 63. Danish
legislation does not make any distinction between complete and partial exclusion.
144 The Parliamentary Ombudsman’s report after its visit to Bergen Prison 2–4 May 2018, p. 22 ff.
145 Directorate of the Norwegian Correctional Service, letter of 3 April 2019 to Correctional Service Region West.
146 ECtHR 3 June 2003 Pantea v. Romania, paragraphs 188–196; 10 February 2011 Premininy v Russia, paragraphs 70–74.
147 Council of Europe: Committee for the Prevention of Torture (CPT), 21st General Report, 10 November 2011, CPT/Inf (2011) 28, pp. 4 and 6.
148 The Parliamentary Ombudsman’s report after its visit to Åna Prison, 13–15 November 2017, pp. 31–32.
45
6.4 Prolonged solitary confinement
According to human rights standards, people shall be
held in isolation for as short a period as possible. Under
the Nelson Mandela Rules, solitary confinement for 22
hours or more a day for more than 15 consecutive days
shall be prohibited. The background to this strict time
limit is the risk that the harmful mental effects of isolation
can become irreversible after such a length of time.149
Under Section 37 fifth paragraph of the Execution of
Sentences Act, inmates may be held in isolation for
up to one year at a time.150 In the preparatory works to
the Act, it is stated that a new one-year period may be
initiated after contact with other inmates has been ‘tried
out’, with no further indication of what this entails.151
Furthermore, no upper time limits apply to sections
adapted for inmates with special needs, or for inmates
in the highest security sections, other than that the use
of isolation must not appear to be ‘disproportionate’.152
Nor is there any upper time limit for inmates who
request isolation, for the use of isolation on resource
grounds or for the use of security cells.153
The Parliamentary Ombudsman has repeatedly drawn
attention to the problem that Norwegian legislation
allows for prolonged solitary confinement, contrary to
human rights standards.154 International human rights
bodies have also criticised Norway on this point.
In 2018, the UN Committee against Torture expressed
concern about the absence of a set maximum number
of days an inmate can be completely excluded from
the company of other inmates and recommended that
the maximum number of days an inmate can remain in
complete exclusion be specified in the legislation.155
Figures obtained from the Directorate of the Norwegian
Correctional Service confirm that, each year, many
inmates are held in isolation for 22 hours or more for
periods longer than the 15 consecutive days provided
for in the Nelson Mandela Rules. The figures indicate
that, during the period 2014–2018, there were a total of
754 administrative decisions on complete exclusion for
more than 14 days in pursuance of Section 37.
Complete exclusion means that there is no contact
whatsoever with other inmates for 24 hours a day.
Figures obtained from the Directorate indicate that there
were 83 administrative decisions on use of complete
exclusion as a control measure for more than 42 days
during the period 2015–2018.156 The longest period of
exclusion under an administrative decision was 760
days. According to the figures from the same period,
73 administrative decisions on complete exclusion at
the inmate’s own request covered periods of more than
42 days. Twenty-five of the decisions covered 100 days
or more, two covered more than 200 days and three
covered more than 300 days. The decision covering the
longest period was still in effect on 11 February 2019,
after 487 days. Isolation for such a long period entails
a high risk of irreversible harmful effects on health.
The risk of violating the prohibition against inhuman
treatment is therefore particularly high in the case of
prolonged solitary confinement.
149 The UN Special Rapporteur on Torture’s report to the UN General Assembly, 2011, A/66/268, paragraph 26.
150 Section 37 fifth paragraph only applies to ’exclusion’ pursuant to Section 37 first paragraph.
151 Ministry of Justice and the Police (2000). Om straffegjennomføringsloven (’About the Execution of Sentences Act’), Proposition No 5 to the
Odelsting (2000–2001), p. 104, section 7.6.3.5. Oslo: Ministry of Justice and the Police.
152 Separate rules apply to this group of inmates as provided for in the Execution of Sentences Act Section 17 second paragraph, see also Section
37 tenth paragraph. Regulations of 22 February 2002 No 183 in pursuance of the Execution of Sentences Act, Section 6-3 third paragraph
(exclusion in the highest security sections). See also Regulations of 5 March 2004 No 481 relating to Implementation of the Criminal Sanction of
Preventive Detention (in Norwegian only), Section 13(2) final sentence (exclusion in units for prisoners with special needs)
153 It is expressly stated that the one-year time limit only applies to complete and partial exclusion pursuant to Section 37 first paragraph; cf. fifth
paragraph. The time limit of three days, with the possibility of a three-day extension subject to an administrative decision at the regional level,
only applies to ’collective exclusion’ of inmates pursuant to Section 37 eighth paragraph. See Directorate of the Norwegian Correctional Service,
Dagsmålinger og manglende vedtak om utelukkelser (’Day surveys and lack of administrative decisions on exclusion’), letter of 8 April 2015 to
the correctional service regions.
154 The Parliamentary Ombudsman’s consultation submissions on guidelines for exclusion from company pursuant to the Execution of Sentences
Act Section 37 (1 November 2016), and written input to the UN Committee against Torture of 22 March 2018.
155 The UN Committee against Torture’s concluding observations on Norway’s eighth periodic report on the implementation of the UN Convention
against Torture (CAT/C/NOR/CO/8), paragraphs 17 and 18.
156 The Execution of Sentences Act Section 37 first paragraph and Section 17 second paragraph (the figures also include some inmates who were subsequently
transferred on their own request pursuant to Section 37 eighth paragraph). Five of the 78 decisions had not been closed by 11 February 2019.
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