84
Sections 37 and 38 of the Execution of Sentences Act
can both be seen as containing implicit requirements
for prevention. Pursuant to Section 37, the measure
must be ‘necessary’. Among other things, this means
that an assessment shall be made of whether the
purpose can be achieved by other, less intrusive
measures than exclusion from the company of other
inmates.266 Pursuant to Section 38, such measures
must be ‘strictly necessary’, and it is an express
requirement in the Act that ‘less invasive measures
have been unsuccessfully attempted or will clearly
be inadequate’. The existing regulatory framework
does not, however, confer on the Correctional Service
any overall duty to systematically prevent the use of
coercive measures such as solitary confinement.267
The Correctional Service ‘shall make suitable
arrangements for remedying the negative effects of
isolation’, and to ‘prevent or remedy the harmful effects
of exclusion’. This is different from preventing the use of
solitary confinement. The current legislation falls short
of meeting Norway’s commitments under international
law to prevent situations that entail a risk of torture
or other cruel, inhuman or degrading treatment or
punishment.
Special Report to the Storting
Document 4:3 (2018–2019)
12.1 The responsibility of governing authorities
The main task of the governing authority in preventing
the use of solitary confinement is to provide each prison
with a framework and conditions that make it possible
to use solitary confinement in exceptional cases only
(as a last resort) and for as short a time as possible.268
Effective prevention is conditional on knowing where
and how measures should be implemented. Such
knowledge is dependent on accurate information.
Chapter 5 showed that there are major and serious
gaps in the information about the number of
administrative decisions on exclusion, and that
many are in fact excluded without an administrative
decision. This applies to inmates who are placed in
solitary confinement for financial or practical reasons
(see section 6.1 De facto solitary confinement), and
self-isolation for which no administrative decision is
required in the opinion of the Directorate (see section
6.3 Solitary confinement by choice).
In Chapter 6 Extensive use of solitary confinement and
restrictions on association with other inmates, reference
is made to the large number of inmates who are locked
up in their cells for more than 16 hours a day in units
defined as communal sections. The establishment of
minimum standards for association with other inmates,
in line with our Nordic neighbours, would presumably go
a long way towards preventing such confinement.
85
There are likewise no central guidelines on what the
individual prison should to prevent self-isolation or
isolation as a result of suicide risk (see section 9.3
Use of security cells in connection with mental crises).
The Correctional Service’s guidelines for the prevention
and handling of self-harm, suicide attempts and
suicides in prisons provide little guidance on what
specific measures staff should take to prevent the
solitary confinement of inmates who are considered
to be suicidal. The same applies to possible ways of
following them up to provide human support and care.
The Correctional Service also lacks reliable figures
relating to the number of suicide attempts in Norwegian
prisons.269 Such figures can constitute important
controlling information for obtaining an overall picture
of the situation in a prison and of the inmates’ general
state of health. This is in turn important for the
prevention of solitary confinement.
Our review of decisions on complete or partial
exclusion and the use of security cells during the period
2014–2018 shows that the grounds seldom include any
documentation of measures to prevent exclusion and
solitary confinement. The grounds are typically stated in
standard phrases such as ‘less invasive measures have
been tried/ are clearly impossible’, without any reference
to specific measures. This suggest that there is a need
for a more systematic approach on the part of the
governing authority, among other things to the question
of when the conditions in Section 37 of the Execution
of Sentences Act are met and what grounds should be
given for administrative decisions.
The prisons have a duty to report prolonged exclusions
and stays in security cells to the regional level (after
14 and 3 days, respectively) and to the Directorate of
the Norwegian Correctional Service (after 6 and 42
days, respectively). The Parliamentary Ombudsman
is not aware that these limits are used systematically
to ensure that all prisons comply with the same strict
rules on administrative decisions pursuant to Sections
37 and 38 of the Execution of Sentences Act, and that
other, less intrusive measures are implemented where
possible. Furthermore, many who are held in solitary
confinement for long periods are omitted from the
figures, including inmates in self-isolation for whom no
administrative decisions are made. This undermines the
possibility of systematic prevention.
266 Directorate of the Norwegian Correctional Service (2002). Guidelines to the Execution of Sentences Act and its Regulations, section 37.6.
Revised version of 2 April 2019.
267 See the Execution of Sentences Act Section 3 and the Regulations to the Execution of Sentences Act Section 3-35. For purposes of comparison,
see the Regulations relating to rights and the use of force in child welfare institutions (the Rights Regulations) Section 1
268 The Directorate of the Norwegian Correctional Service has appointed a working group tasked with preparing a draft programme of measures to
prevent the use of solitary confinement. The content of this programme was not yet known at the time of submitting this report.
12.2 The responsibility of prisons
Accurate information is important, including in the
preventive work of each individual prison. Such
information requires that the actual scope is reflected
in the figures, however. In that respect, too, lack of
knowledge about the real scope of solitary confinement
is clearly a problem.
We have found examples in several prisons of the
administration not knowing about the different
sections’ actual routines for locking up inmates.
There also appear to be differences between the
prisons as regards the administration’s knowledge
about administrative decisions on exclusion and the
breakdown of such decisions by section. The failure
to keep records of self-isolation also means that the
prison administration is not fully informed about the
real figures. One of the consequences of this is wide
variations in the local prison administrations’ active
efforts to reduce the extent to which inmates are locked
up in their cells.
Our findings show that some forms of solitary
confinement are more predominant in some prisons
than in others. There are wide variations between
prisons, among other things, in the number of inmates
who choose to isolate themselves (see section 8.1
Inmates who chose solitary c
onfinement (self-isolation)).
The figures for exclusions and placement in security
cells also vary widely between prisons, and some stand
out more than others, including over time. There may
be complex reasons for this. Some prisons have more
challenging inmates than others, or have more prison
places without communal facilities. The differences
are so great, however, that it is likely that the local prison
administration and local prison culture also have a bearing
on the extent to which such measures are used.270
269 Directorate of the Norwegian Correctional Service, (*Information about suicides in prisons – follow-up information relating to the registration of
suicide attempts’), letter of 8 August 2018 to the Parliamentary Ombudsman.
270 The need for prison governors to be assigned a clearer and more central role was also identified in a report submitted to the Parliamentary
Ombudsman: Directorate of the Norwegian Correctional Service (2015). Rapport om utelukkelser i kriminalomsorgen (’Report on exclusions in
the Correctional Service’), p. 11.
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