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EU instruments:
The Framework Decisions
▪ This chapter introduces the three Framework
Decisions – on transfer of prisoners, probation
and alternative sanctions, and the ESO.
▪ It also outlines the broader context in which
these instruments developed.
▪ The chapter also explores data collection
and gathering of experience related to the
instruments.
This report addresses fundamental rights questions
related to the three Framework Decisions. The decisions refer to fundamental rights only generally – they
do not refer to any specific fundamental rights of persons affected, i.e. suspects, accused, sentenced persons or victims of crime. However, they do confirm that
Member States are obliged to comply with fundamental rights standards (see Chapter 2). The instruments
do not operate in a legal vacuum and should be seen
in the context of applicable human rights standards,
such as the Charter of Fundamental Rights of the European Union, the European Convention on Human Rights
(ECHR), the UN Convention on the Rights of the Child,
and the Victims’ Rights Directive. EU Member States are
bound by these instruments, and the rights enshrined
therein should be ensured even if the Framework Decisions do not specifically mention them.
The three Framework Decisions dealt with in this report
are presented schematically in Table 3, showing the full
titles and short names, dates of adoption and implementation, and the number of EU Member States to
which they apply.
1.1. Functioning and
implementation of the
Framework Decisions
The Framework Decisions are intended to be more
effective than preceding inter-governmental agreements by drawing on the principle of mutual recognition
and the fact that all Member States are participating.
To expedite the transfer process, the three Framework Decisions set clear time limits and standardised
procedures.
The process that the three Framework Decisions seek
to regulate can schematically be described as follows
(see Figure 1): A crime has been committed in an EU
Member State. However, pursuant to these instruments,
the suspect, accused or sentenced person can have their
sentence executed, or the measure imposed on them
supervised, in another EU Member State in order to
permit them to be in a country in which they have closer
family or work/study connections. The state in which
the criminal proceedings were instituted becomes the
‘issuing state’ if it issues a mutual recognition decision.
The issuing state forwards the decision to what then
becomes the ‘executing state’.16 If the executing state
recognises the decision, it takes on the responsibilities
of the issuing state for the execution of the sentence
or the supervision of the measure concerned. A possibility to return someone is provided for only under the
European Supervision Order; specifically, if a suspect
or accused person breaches the supervision requirements, the executing state may return the person to
the issuing state.
16
Council Framework Decision 2008/909/JHA, Art. 1 (d);
Council Framework Decision 2008/947/JHA, Art. 2 (9);
Council Framework Decision 2009/829/JHA, Art. 4 (d).
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