Criminal detention and alternatives: fundamental rights aspects in EU cross-border transfers
Table 11: Consent requirements in the Framework Decisions
Framework Decision
on the ESO
Destination EU
Member State
Framework Decision on
transfer of prisoners
Framework Decision
on probation and
alternative sanctions
To the MS of nationality
and residence
Consent not required
Opportunity to state an
opinion
Consent not required
(condition of actual return
or willingness to return)
Informed Consent
required
To the MS of lawful
and usual residence
Consent required
Opportunity to state an
opinion
Consent not required
(condition of actual return
or willingness to return)
Informed Consent
required
To the MS of nationality
but not of usual residence
Consent required
Opportunity to state
opinion
Upon request (condition
Upon request (condition
of the consent of that MS) of the consent of that MS)
To the MS of nationality
but not of usual
residence, where the
person will be deported
Consent not required
Opportunity to state
opinion
Consent not required
(condition of actual return
or willingness to return)
The Framework Decision
is silent on this issue
To the MS to which the
person fled or returned
Consent not required
Opportunity to state an
opinion
Consent not required
(condition of actual return
or willingness to return)
Upon request (condition
of the consent of that MS)
Other MS
Consent required
Opportunity to state an
opinion (condition of the
consent of that MS)
Upon request (condition
Upon request (condition
of the consent of that MS) of the consent of that MS)
Source: FRA, 2016; Framework Decision on transfer of prisoners, Framework Decision on probations and alternative sanctions, Framework
Decision on the ESO
The Framework Decision on transfer of prisoners
departs from the consent requirements set by the Transfer Convention and its Additional Protocol. Although it
recognises, in Recital 5, “the need to provide the sentenced person with adequate safeguards”, it explicitly
states that “their involvement in the proceedings should
no longer be dominant by requiring in all cases their
consent to the forwarding of a judgment to another
Member State”.
The Framework Decision on probation and alternative
sanctions does not refer to the consent of the sentenced
person at all, but to their actual willingness to return to
their home country or a request to transfer.
The Framework Decision on the ESO is the only one of
these three Framework Decisions to refer to the notion
of informed consent rather than just consent, opinion or
request. Table 11 summarises the consent requirements
in the three Framework Decisions.
As Table 11 shows, under the Framework Decision on
transfer of prisoners, a transfer without the sentenced
person’s consent is the rule, and seeking consent is the
exception. The issuing state does not need to obtain
a sentenced person’s consent when it plans to transfer them:
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a. to the state of nationality in which the sentenced
person lives (two conditions required: nationality and
residence);
b. to the state of nationality, where the person does not
live but to which the person will be deported after
having served their sentence;
c. to the state to which the person has fled or otherwise returned.
All other cases would require the sentenced person’s
consent. However, sentenced persons shall be given
the opportunity to state an opinion orally or in writing
(Article 6 (3)). The opinion shall be taken into account
and forwarded together with the judgment and certificate. The person shall be informed in an understandable
language about the decision to transfer.
According to Article 5 (1) of the Framework Decision
on probation and alternative sanctions, consent is not
required when a judgment and a probation decision is to
be forwarded to the Member State of lawful and ordinary
residence and when a sentenced person has returned or
wants to return to that state. A judgment and a probation decision might also be forwarded to another state
when a sentenced persons requests such transfer and
the destination state consents to it (Article 5 (2)). Moreover, the Framework Decision does not oblige authorities
to consider the sentenced person’s opinion.
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