In Othman (Abu Qatada) v. the United Kingdom, this Court clarified that, when
considering the reliability of diplomatic assurances, it “will assess …. whether the
assurances are specific or are general and vague …. whether the assurances concern
treatment which is legal or illegal in the receiving State …. whether they have been given
by a Contracting State …. whether compliance with the assurances can be objectively
verified through diplomatic or other monitoring mechanisms, including providing
unfettered access to the applicant’s lawyers …. whether there is an effective system of
protection against torture in the receiving State, including whether it is willing to
cooperate with international monitoring mechanisms (including international human
rights NGOs), and whether it is willing to investigate allegations of torture and to punish
those responsible”.27
In some instances, the UN Human Rights Committee has rejected diplomatic assurances
indicating that, to be acceptable, a monitoring mechanism would, at a minimum, have to
a) begin to function promptly after the arrival of the concerned person in the destination
State; b) allow private access to the detainee by an independent monitor; and c) allow
for the availability of independent forensic and medical expertise, at any moment.28 For
the Committee against Torture, the monitoring would have to be, “in fact and in the
concerned person’s perception, objective, impartial and sufficiently trustworthy.”29 Even
where such high levels of safeguards do apply, the former UN Special Rapporteur on
Torture affirmed that, “diplomatic assurances with regard to torture are nothing but
attempts to circumvent the absolute prohibition of torture and refoulement.”30 The ICJ
supports the view of the Special Rapporteur and opposes reliance on diplomatic
assurances against torture or other ill-treatment where any transfer would, in the
absence of such assurances, violate the refoulement prohibition.31
In the extradition context, the use of diplomatic assurances has become common
among States in the CIS region, in particular as regards ill-treatment of certain
categories of “fugitives” from Central Asian States accused of serious offences, including
of membership in or affiliation with “radical Islamist religious groups” that are listed as
“terrorist or extremist” in their countries of origin.32 In Central Asian countries, such
assurances are usually issued by the Prosecutor General’s Office.33 There is no official
format for diplomatic assurances in the region, 34 but a mutually accepted and
somewhat uniform format has developed. Commonly, assurances reiterate the
countries’ common principles and rules on extradition, namely, double criminality and
the rule of specialty. They often contain “guarantees” against the risk of torture or illtreatment, as well as commitments that defence rights or more broadly a fair trial, will
be secured. The assurances may also sometimes include a statement that the
prosecution of the individual concerned is not being sought on political grounds, and
Judgment of 23 October 2008, para. 74; ; Ryabikin v. Russia, ECtHR, op. cit., para. 119; Makhmudzhan Ergashev v. Russia,
ECtHR, Application No. 49747/11, 16 October 2012, paras. 74-76.
27
Othman (Abu Qatada) v. the United Kingdom, ECtHR, Application No. 8139/09, Judgment of 17 January 2012, para. 189
28
Alzery v. Sweden, CCPR, Communication No. 1416/2005, Views of 10 November 2006, para. 11.5; Zhakhongir Maksudov
and Others v. Kyrgyzstan, CCPR, Communications Nos. 1461, 1462, 1476 & 1477/2006*, Views of 31 July 2008,paras. 12.512.6; Concluding Observations on Denmark, CCPR, UN Doc. CCPR/C/DNK/CO/5, 16 December 2008, para. 10.
29
Pelit v. Azerbaijan, CAT, Communication No. 281/2005, Views of 29 May 2007, para. 11.
30
Manfred Nowak, UN Special Rapporteur on Torture, Annual Report to the General Assembly, UN Doc. A/60/316, 30 August
2005 (Nowak Report 2005), para. 32.
31
See, ICJ, Assessing Damage, Urging Action, Report of the Eminent Jurist Panel on Terrorism, Counter-terrorism and
Human Rights, 2009, pp.104-106 and 118-119; ICJ, Legal Commentary to the ICJ Berlin Declaration, 2008, pp.100-104.
32
See, Amnesty International, Return to Torture: Extraditions, Forcible Returns and Removals to Central Asia, 2013, Index:
EUR 04/001/2013, p. 23.
33
In Kazakhstan, Kyrgyzstan, Uzbekistan, Tajikistan, Turkmenistan, Belarus and Ukraine.
34
However, the Russian Supreme Court in its guidance on the application of Art.462 of the CPC by courts has indicated in its
interpretation of the provisions of Art.462(3) that the assurances have to be indicated in the extradition request itself. The
absence of such guarantees (assurances) is a barrier to granting a decision to extradite the wanted person (Bulletin of the
Supreme Court of the Russian Federation, 2006, no.4, p.23), as cited in B.T. Bezlepkin, Commentary to the Criminal
Procedure Code of the Russian Federation (itemized), 13th edition, Moscow, 2015, p.1106
4