CRC/C/80/D/4/2016
Third-party intervention
10.1 On 31 May 2018, the International Commission of Jurists, the European Council on
Refugees and Exiles, the AIRE Centre and the Dutch Council for Refugees submitted a
third-party intervention.34
10.2 The third-party interveners point out that the European Court of Human Rights has
established that where a State takes action to prevent foreign nationals from entering its
territory or to return them to another State, such conduct constitutes an exercise of
jurisdiction that engages the responsibility of the State in question. 35 They add that
construing the obligations of the State in this manner is necessary in order to avoid
depriving the Convention rights of effectiveness 36 and that such an interpretation must be
applied irrespective of the border control methods employed by the State. It follows,
therefore, that the question of entry to a State’s territory is not decisive when assessing
whether a State is exercising or has exercised its jurisdiction.
10.3 The third-party interveners maintain that the State must grant access to its territory
to children at its border who are subject to its authority or effective control, as a prerequisite
to the initial assessment process. They add that children should have the opportunity to
present meaningful objections to their potential expulsion, as required by the principle of
non-refoulement and the prohibition of collective expulsions. They further add that, in
accordance with the Convention, the State must allow children access to its territory as a
prerequisite to the initial assessment process in order to fulfil its obligations under articles 3,
20 and 37 of the Convention.
Parties’ comments on the third-party intervention
11.
In his comments of 31 July 2018, the author notes that the intervention reaffirms the
scope and content of the State party’s obligations in relation to the alleged violations of
articles 3, 20 and 37 of the Convention.
12.1 In its observations of 31 August 2018, the State party argues that the third-party
intervention is based on incorrect premises, since any person wishing to seek asylum in
Spain can do so from outside Spanish territory without the need to join a mob formed for
the purpose of making illegal, collective and violent assaults on the border fence. Spain
therefore has the right to prevent illegal entry to its territory, in accordance with article 51
of the Charter of the United Nations (on the right to self-defence) and article 13 of
Regulation (EU) 2016/399 of the European Parliament and of the Council of 9 March 2016
on a Union Code on the rules governing the movement of persons across borders (Schengen
Borders Code) (on the prevention of unauthorized border crossings). It adds that, according
to article 1 (F) (c) of the Convention relating to the Status of Refugees, persons who engage
in acts contrary to the purposes and principles of the United Nations shall be excluded from
the possibility of asylum.
12.2 The State party argues that the principle of non-refoulement applies only when the
person comes from a territory in which there is a risk of persecution, which is not so in the
present case. It also argues that, in the cases brought before international bodies concerning
assaults on the border fence in question, there is no evidence that the complainants have
been persecuted at the hands of the Moroccan authorities. It adds that these are cases of
migration for reasons other than those that would justify an asylum application, because the
migration is not prompted by a situation of persecution.
12.3 The State party argues that the Spanish authorities, in accordance with article 22 (2)
of the Convention, first attempted to locate the family of the unaccompanied foreign minor
and in the meantime took appropriate protective measures.
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35
36
GE.19-07971
The intervention analyses the legal principles and jurisprudence related to the scope and content of
States’ obligations in relation to State jurisdiction under the Convention, access to territory, the
principle of non-refoulement and the prohibition of collective expulsions, without reference to the
particular facts of the present communication.
Hirsi Jamaa and others v. Italy (application No. 27765/09), judgment of 23 February 2012, para. 180.
The third-party interveners cite European Court of Human Rights, Sharafi and others v. Italy and
Greece (application No. 16643/09), judgment of 21 October 2014, para. 210.
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