4.4
Regulation of the Brazilian Trade
could contribute to the deteriorating security situation in the country, stating that ‘the current
Until very recently, Brazilian exports of law enforcement and security equipment were regulated, in
situation of political instability Libya is going through, a country where the widespread presence of
part, by the highly secretive export policy known as the National Policy for the Exportation of Material for
weapons is a critical factor of destabilization. In this sense, the sale of arms to the Government of
Military Use (PNEMEM), established during the country’s military dictatorship. Following its creation in 1974,
Libya could end up involving Brazil in possible clashes between the national security forces and the
PNEMEM was applied and updated confidentially, making it almost impossible for civil society groups to analyse
numerous non-state armed actors who operate there”180. In 2012 meanwhile, documents show that
the effectiveness of the regulation or provide adequate oversight. As Natália Pollachi, from Sou da Paz, put it in
the Ministry rejected requests from Condor to export less lethal weapons to both Guinea Bissau
2016, ‘PNEMEM is secret […]. The arms export policy is not open, there is no clarity on which criteria are used
and Swaziland, both of which were in the midst of political turmoil. A request from Taurus to begin
to authorise arms exports’145. However, more recently and in line with international developments, which have
preliminary negotiations with Sudan in 2012, requests from IMBEL and Taurus to open dialogue
seen intergovernmental organisations and some national governments adopt progressively tighter restrictions
with Egypt in 2013, and a request from CBC to begin discussions with Yemen in 2012, were all
on the arms trade worldwide, Brazil has taken several steps to reform its approach to arms control which have
similarly rejected on the grounds of ‘political and military instability’. In addition to these cases,
helped to provide more clarity about its regulation of the trade of law enforcement and security products as
the documents show that the Foreign Ministry was also willing to prevent negotiations with states
well as greater scope for critical analysis and oversight146.
that the Brazilian government did not recognise, rejecting requests from both CBC and Taurus to
begin discussions with Kosovo in 2013 – which Brazil considered to be an integral part of Serbia.
Firstly, in August 2018 Brazil became the 97th State Party to the Arms Trade Treaty (ATT), an international
treaty aimed at establishing ‘the highest possible common international standards for regulating or improving
While the cases above suggest the existence of criteria for decision-making in regards to export
the regulation of the international trade in conventional arms’147. Under the terms of the ATT, Brazil is obliged
operations, according to Almstadter Mattar de Magalhães’ analysis of the documents, these were
to implement a standardized and enforceable national system for the control of international transfers of
never formalised or defined within the policy itself, leading to inconsistencies and contradictions
arms, including laws, regulations and procedures that enable it to administer licenses, implement enforcement
in the way that requests were handled. Between 2011 and 2014, for example, all requests
mechanisms, and respond to requests for information about its trade activities. Furthermore, by acceding to the
for preliminary negotiations with Burkina Faso (including requests submitted by Condor) were
ATT, Brazil has committed itself to controlling arms exports and refusing authorization for exports that would
authorised by the Foreign Ministry, despite on-going political unrest and the violent suppression of
breach existing arms embargoes or present an overriding risk of being used to commit or facilitate international
political demonstrations which led to the overthrow of President Blaise Compaore by the military
human rights or humanitarian law violations. All signatories of the treaty are expected to submit an initial report
and the establishment of a provisional government under martial law. During the same period,
outlining their existing control regime as well as providing information about the country’s exports and imports.
transfers were also authorised to the bankrupt state of Haiti, where weapons were at a high risk
The deadline for Brazil to submit this report was 11th November 2019. At the time of writing, Brazil is yet to
of being diverted. In 2012 and 2013 alone Taurus sold small arms to Haiti worth approximately $
submit this report148.
2.5 million USD181.
Brazil’s accession to the ATT was followed shortly after by its participation in the newly created Alliance for
Although criteria intended to guide decision-making regarding export requests have been more
Torture Free Trade. Initially launched by the Europan Union together with Argentina and Mongolia, the Alliance
clearly articulated in the new export policy, the cases above nevertheless raise serious questions
now has over 60 participating States, each signed up to a political declaration pledging them to “take effective
about the consistency with which exports requests are handled by the Brazilian authorities as well
measures, inter alia through legislation and effective enforcement where appropriate, for the restriction of the
as the impact that political pressure and the need to maintain the economic viability of the IDB
trade in goods used for capital punishment and torture”; to “strengthen cooperation in this area and to form
have on decision-making.
a global network of Focal Points for the sharing of information and best practices”; and “to make available
technical assistance for the design and implementation of relevant legislation”149.
Finally, in June 2019, Brazil was among 81 states to vote in favour of the UNGA resolution Towards torture-free
trade: examining the feasibility, scope and parameters for possible common international
standards150. The resolution, which was co-sponsored by a coalition of states, including Alliance members,
called on the UN Secretary-General to establish a panel of governmental experts and to gather the views of
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