27. An investigation must be carried out diligently
and in accordance with good practice.63 The
investigative mechanism charged with conducting
the investigation must be adequately empowered
to do so. The mechanism must, at a minimum,
have the legal power to compel witnesses and
require the production of evidence,64 and must
have sufficient financial and human resources,
including qualified investigators and relevant
experts.65 Any investigative mechanism must
also be able to ensure the safety and security of
witnesses, including, where necessary, through an
effective witness protection programme.
iii. Independent and impartial
28. Investigators and investigative mechanisms must
be, and must be seen to be, independent of
undue influence. They must be independent
institutionally and formally, as well as in practice
and perception, at all stages. Investigations must
be independent of any suspected perpetrators and
the units, institutions or agencies to which they
belong. Investigations of law enforcement killings,
for example, must be capable of being carried
out free from undue influence that may arise from
institutional hierarchies and chains of command.
Inquiries into serious human rights violations,
such as extrajudicial executions and torture, must
be conducted under the jurisdiction of ordinary
civilian courts. Investigations must also be free
from undue external influence, such as the interests
of political parties or powerful social groups.
29. Independence requires more than not acting on
the instructions of an actor seeking to influence
an investigation inappropriately. It means that the
investigation’s decisions shall not be unduly altered
by the presumed or known wishes of any party.
8
30. Investigators must be able to perform all of
their professional functions without intimidation,
hindrance, harassment or improper interference,
and must be able to operate free from the threat
of prosecution or other sanctions for any action
taken in accordance with recognized professional
duties, standards and ethics. This applies equally
to lawyers, whatever their relationship to the
investigation.66
31. Investigators must be impartial and must act at all
times without bias. They must analyse all evidence
objectively. They must consider and appropriately
pursue exculpatory as well as inculpatory
evidence.
iv. Transparent
32. Investigative processes and outcomes must be
transparent, including through openness to the
scrutiny of the general public67 and of victims’
families. Transparency promotes the rule of
law and public accountability, and enables
the efficacy of investigations to be monitored
externally. It also enables the victims, defined
broadly, to take part in the investigation.68 States
should adopt explicit policies regarding the
transparency of investigations. States should, at
a minimum, be transparent about the existence of
an investigation, the procedures to be followed in
an investigation, and an investigation’s findings,
including their factual and legal basis.
33. Any limitations on transparency must be strictly
necessary for a legitimate purpose, such as
protecting the privacy and safety of affected
individuals,69 ensuring the integrity of ongoing
investigations, or securing sensitive information
about intelligence sources or military or police
operations. In no circumstances may a state restrict
transparency in a way that would conceal the
fate or whereabouts of any victim of an enforced
disappearance or unlawful killing, or would result
in impunity for those responsible.
63
See, e.g., Human Rights Committee, Abubakar Amirov and others v. Russia, paras. 11.4 ff.; IACtHR, Rodríguez Vera and others (The Disappeared from the
Palace of Justice) v. Colombia, Judgment, 14 November 2014, para. 489.
64
ECtHR, Paul and Audrey Edwards v. UK, Judgment, 14 March 2002.
65
IACtHR, “Mapiripán Massacre” v. Colombia, Judgment, 15 September 2005, para. 224.
66
UN Basic Principles on the Role of Lawyers, Principles 16 and 17.
67
A victim’s immediate family “must be involved in the procedure to the extent necessary to safeguard his or her legitimate interests”. UN Special Rapporteur on
extrajudicial, summary or arbitrary executions, Interim Report, UN doc. A/65/321, 23 August 2010; ECtHR, Hugh Jordan v. UK, Judgment, 4 May 2001,
para. 109. See also ACHPR, General Comment No. 3 on the Right to Life, para. 7.
68
See ICPED, Arts. 12 and 24.
69
Under Art. 137 of 1949 Geneva Convention IV, information concerning a protected person, including about his/her death, may be withheld by the Information Bureau if transmission is “detrimental” to the relatives.
The Minnesota Protocol on the Investigation of Potentially Unlawful Death (2016)
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