B. International Criminal Court
139.
The founding document of the ICC, the Rome
Statute,149 establishes a trial waiver system (known
as “plea agreement”).150 The ICC has stated that
an effort was made in drafting the Rome Statute to
blend civil and common law traditions in relation to
admissions of guilt.151 The ‘third avenue’ between
the traditional common law and civil law approaches
reflected in Article 65 of the Rome Statute permits the
accused to admit guilt and waive the right to a trial at
the commencement of the trial, similar to the common
law guilty plea, and may engage in negotiations with
the prosecution as to the benefits to be received in
exchange. However, the Trial Chamber is required
to ensure that the trial waiver is supported by the
facts of the case, similar to summary or abbreviated
procedure traditionally associated with civil law
systems.152 In addition to that requirement, the Trial
Chamber must also satisfy itself that “(a) [t]he accused
understands the nature and consequences of the
admission of guilt; and (b) [t]he admission is voluntarily
made by the accused after sufficient consultation
with defence counsel.” Where such safeguards are
not met, the trial waiver is not effective and the case
proceeds to trial. The Rome Statute permits the
Trial Chamber a substantial level of discretion over
trial waivers. For example, it may request additional
evidence or reject the trial waiver in the interests
of justice (in particular the interests of the victims),
and is not bound by agreements made between
prosecutors and defendants as to the penalty to
be imposed.153
140. These provisions however have not been much tested
in practice. The ICC ratified its first trial waiver in
August 2016. Ahmad Al-Faqi Al-Mahdi entered a plea
of guilty in relation to a war crime consisting of the
destruction of historical and religious monuments in
Mali. This happened in a proceeding the ICC termed
a “trial”, in which Mr Al-Mahdi admitted guilt and the
prosecution subsequently presented its evidence and
called three witnesses. The judgment and sentencing
took place on 27 September 2016, in which the Trial
Chamber recognised the mitigating value of his
admission of guilt and expression of remorse and
examined the voluntary nature of his waivers of rights
pursuant to the agreement.154
141. The use of trial waivers in the ICC offers the possibility
of another venue in which the normative framework
around this practice is likely to develop, which, in
turn, allows for an increase in acceptance of trial
waivers on the international stage. Commentators
have suggested various frameworks for ensuring that
plea agreements at the ICC are conducted coherently
and predictably, on the grounds that without strong
prosecutorial guidelines, the judicial discretion
afforded to the Trial Chamber may disincentivise
defendants from entering into plea agreements that
may not be upheld at court.155 These suggestions
include: (a) the prosecution refusing to enter into plea
agreements with the most culpable defendants, or in
relation to charges for which there is strong evidence;
(b) a sentence discount that incentivises defendants
without inviting rejection by the Trial Chamber; (c)
an insistence on cooperation and the provision of
truthful information by the defendant in order to
receive a benefit; (d) consultation with victims prior
to finalising an agreement; and (e) transparency with
respect to the factors that lead to the agreement in
each case.156
149. Rome Statute of the International Criminal Court, A/CONF.183/9 (Jul. 17, 1998). Available at: https://www.icc-cpi.int/nr/rdonlyres/ea9aeff7-5752-4f84-be940a655eb30e16/0/rome_statute_english.pdf.
150. Ibid, Article 65.
151. The Prosecutor v. Ahmad Al Faqi Al Mahdi, ICC-01/12-01/15 (Sept. 27, 2016), para. 24. Available at: https://www.icc-cpi.int/CourtRecords/CR2016_07244.PDF.
152. Ibid, para 27.
153. Rome Statute of the International Criminal Court, supra at n. 149.
154. See The Prosecutor v. Ahmad Al Faqi Al Mahdi, supra at n. 151, para. 109. See also the ICC’s press release, available at: https://www.icc-cpi.int/mali/al-mahdi/
Documents/AlMahdiEng.pdf. See also the public sentencing hearing, available at: https://www.youtube.com/watch?v=wy2RJW8v-Xg.
155. Whiting, A., “Encouraging the acceptance of guilty pleas at the ICC”, Post-Conflict Justice (Feb. 11, 2015). Available at: http://postconflictjustice.com/encouragingthe-acceptance-of-guilty-pleas-at-the-icc/.
156. Ibid.
68.
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