assistance should be provided to complainants. Complaints bodies should also
be entitled to initiate ex officio proceedings (i.e. without a formal complaint being
lodged) whenever there are indications of serious rights violations. In this context,
the adequacy of the investigations into complaints (or any other information indicative) of torture and other forms of ill-treatment has been the subject of an extensive
case-law of the European Court of Human Rights and has been dealt with at length
in the CPT’s 14th General Report.
87. In the CPT’s experience, the perceived fairness of a complaints system is also
crucial to its effectiveness in combating impunity and promoting a safe environment
in the institutions concerned. The system should inspire public confidence and its
operation should not dissuade the persons in question from making complaints. In
this context, independent complaints bodies should be unconnected and separate
from the agencies responsible for persons deprived of their liberty. It is essential that
they are, and are seen to be, independent. In several countries, the CPT reached the
conclusion that it was necessary to set up an independent agency specialising in the
investigation of complaints against police or prison officers, which is demonstrably
separate from the authorities having the complainants under their responsibility
and from the prosecution services.
88. Whenever a complaint is considered inadmissible, complainants should be
informed of the reasons by the competent complaints body and, where applicable,
provided with further options for addressing their concerns.
89. Regardless of the outcome of the complaint, it is also important to ensure that
complainants are not subjected to any financial or legal sanctions.
5. Traceability
90. Each establishment concerned should keep a record of complaints in a specific
register, giving due consideration to the above-mentioned principles of confidentiality and safety. Such a register should include the names of the complainants, the
type and the subject of complaints, the outcome of the complaints procedure and
of any appeal procedure, follow-up action taken to remedy the situation complained
of and any compensation provided to the complainants. These records should serve
as a management tool; for instance, it may be the case that many of the complaints
relate to the same members of staff, or that certain categories of persons deprived
of their liberty hardly ever lodge formal complaints.
91. In each area of competence (police, prisons, immigration detention, psychiatric and social care, etc.), a national system for compiling statistics on complaints,
relevant proceedings and outcomes should be established. If the data are correctly
gathered and analysed, it becomes possible to identify trends and develop future
policies aimed at improving the functioning of the complaints mechanisms and the
accountability of the authorities entrusted with the supervision and care of persons
deprived of their liberty. In this context, the absence of complaints should not be
necessarily considered as positive. On the contrary, in the CPT’s experience, this is
often indicative of an unsafe environment in the establishments concerned or of a
lack of trust in the complaints system.
Complaints mechanisms ► Page 29
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