One of the French NPM reports was referred to in a case before Westminster Magistrate Court,
which resulted in a refusal to extradite an individual to Guadeloupe on account of the conditions of
detention violating Art. 3.
3.5.
monitoring
assurances:
prevention of ill-treatment
beyond
npms’
mandate,
yet
relevant
to
the
The decision to execute an EAW is taken by the executing State once it has reason to believe that
the surrender will not lead to any breach of the prohibition of torture and ill-treatment and that the
person will be treated in conformity with fundamental rights. If the issuing State has given assurances that the person will be treated in accordance with Art. 3, as in the case of extraditions to non-EU
States, the question arises whether, and by whom, the compliance with these assurances would be
monitored.
Relying on assurances can clearly be problematic as they rest on trust and are not enforceable. As
the former UN Special Rapporteur on Torture emphasised, assurances are not legally binding and
often do not provide for sanctions in case they are violated.346 Their fulfilment solely depends on the
willingness of the authorities. In the vast number of EAWs, it can be expected that these assurances
are fulfilled. However, in States displaying systemic and generalised failures of conditions of detention, if the executing State nevertheless decides to execute the EAW on foot of assurances that the
individual would not be victim of ill-treatment, it would be essential to carry out monitoring to ensure that the situation is, and remains satisfactory.
Whether the judicial authorities of the executing State can ask for assurances was raised during the
hearing before the CJEU in Aranyosi/Caldӑrӑru. While the referring German Court argued for the
right of the court of the executing State to seek guarantees, most countries as well as the Commission objected, arguing that the concerns of the court should be resolved in a dialogue between the
two Member States.347
The CJEU is silent in its judgment on the potential monitoring of assurances in EAW cases. It therefore seems to be the responsibility of each Member State to establish its modalities. The ECtHR
however has pronounced itself on several occasions on the issue of diplomatic assurances against
refoulement and found that,
“assurances are not in themselves sufficient to ensure adequate protection
against the risk of ill-treatment. There is an obligation to examine whether
assurances provide, in their practical application, a sufficient guarantee that
the applicant will be protected against the risk of ill-treatment. The weight to
be given to assurances from the receiving State depends, in each case, on the
circumstances prevailing at the material time.”348
346
UN Special Rapporteur on Torture, Report to the Commission on Human Rights, UN Doc. E/CN.4/2006/6, 23 December
2005, para. 31.
347
For a summary of the discussions during the hearing see: Henning Bang Fuglsang Madsen Sørensen, ´Mutual trust – blind
trust or general trust with exceptions? The CJEU hears key cases on the European Arrest Warrant´(EU Law Analyses, 18
February 2016) available at www.eulawanalysis.blogspot.co.at/2016/02/mutual-trust-blind-trust-or-general.html.
348
Othman (Abu Qatada) v The United Kingdom, Appl. No. 8139/09 (ECtHR, 17 January 2012) para. 187.
94
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