NPMs giving evidence in court – a risk to independence, or effective fulfilment of the mandate?
Article 21(2) OPCAT states that, “Confidential information collected by the national preventive mechanism shall be privileged. No personal data shall be published without the express consent of the
person concerned.”
Furthermore, the SPT Guidelines on national preventive mechanisms of 2010 notes, that “the NPM
should ensure that any confidential information acquired in the course of its work is fully protected.”298
There cannot be any doubt but that confidentiality is paramount, and a crucial component of the
effective workings of the NPM, and any attempt to penetrate the cloak of privilege would endanger
those that the NPMs seek to protect and undermine their position. However, not all information
obtained during the course of visits can be considered confidential. The SPT’s Compilation of SPT
Advice in response to NPM requests also noted that “the obligation of confidentiality should not be
construed as preventing NPMs from disseminating information provided that such information does
not include personal date, unless there is express consent.”299
Many discussions at the NPM workshop held in this project centred around the question of providing an oral testimony in court. Several NPMs voiced their concerns in this regard, citing their mandate, independence and confidentiality as possible grounds for refusal.
Not all NPMs shared these concerns and a number of NPMs300 have already provided testimony or
expert opinion in a court case in their own country. The Finnish NPM clarifies that it is not called to
testify before court, but that in principle giving evidence is not a problem, as this approach is not in
any way infringing their independence.301 The NPM shared one case of a suspected offence by a police officer, in which a colleague from the NPM acted as a witness. The representative of the Spanish
NPM recently gave evidence at the pre-trial stage in the case of an inmate that alleged ill-treatment
and had previously been visited by the NPM. The Czech NPM acted as amicus curiae in a case before
the Constitutional Court.
Some NPMs however were sceptical about whether they could and should provide evidence in court.
The European NPM Newsletter referred to an attempt to subpoena the Norwegian NPM as part of a
civil case. In refusing to attend court as a witness, the NPM referred to a similar position taken by a
French NPM, and expressed concerns that,
“If a party who has been present during a visit by a national preventive
mechanism can demand that the mechanism give evidence regarding the
findings made during the visit, that would place great pressure on the
integrity of the mechanism in question and its ability to fulfil its mandate and
remain independent.”302
298
Paragraph 37 of the SPT Guidelines CAT/OP/12/5
299
Part II Paragraph 5 Advance unedited version of Compilation of SPT Advice in response to NPM requests.
300
Croatia, Czech Republic, Finland, Poland and Spain.
301
Interview with Finnish NPM, 7 October 2016.
302
See page 9 of The European NPM Newsletter Issue no. 72-73 January to February 2016.
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