3. Analysis and recommendations
For a police oversight system to be effective there should be at least six
interdependent pillars of oversight and control:
1. internal oversight;
2. executive control (policy control, financial control and horizontal
oversight by government agencies);
3. parliamentary oversight (members of parliament, parliamentary
commissions of enquiry);
4. judicial review;
5. independent bodies such as national human rights institutions; and,
6. civil society oversight20.
Within the context of this revised assessment of police oversight an exhaustive
review of the literature tells us that democracies deal with complaints against
the police in many different ways, which often reflects the contexts of each
jurisdiction. It is evident, that across several states, challenging a culture of
police impropriety and developing legitimate oversight mechanisms are both
closely aligned and clear policy objectives. The review suggests that a set of
basic principles are clearly necessary when designing a system which provides
assurance to citizens that police oversight mechanisms are sound and their
complaints are handled appropriately and effectively. These basic principles of
effective police complaints investigations have been developed in the
jurisprudence of the European Court of Human Rights on Articles 2 and 3 of
the European Convention on Human Rights as: Independence; Adequacy;
Promptness; Public scrutiny; and Victim involvement21.
Within the context of the basic principles, the systems, which provide the
highest degree of assurance in terms of fairness and effectiveness, are those
that demonstrate the most independence from the police along with high
levels of public scrutiny and victim involvement. The key to restoring or
enhancing public confidence in the police is openness to external review and
oversight. The practical outworkings of such independence is that
investigations can legitimately encompass those which engage Articles 2 and
3 of the ECHR or other serious human rights violations which demand a high
level of independence from existing police and governmental structures22.
20
OSCE TNTD/SPMU Publication on “Police Reform within the Framework of Criminal Justice System Reform”, July
2013 (hereinafter “2013 OSCE Publication on Police Reform”), available at
http://www.osce.org/secretariat/109917?download=true
21
Erik Svanidze (2014) Effective Investigation of Ill-Treatment; Guidelines on European Standards Second Edition.
Council of Europe, Strasbourg.
22
The ECtHR has developed specific requirements as to the role of the prosecuting authorities. Thus, in its judgment
in the case of Najafli v. Azerbaijan, 3 October 2012, the ECtHR suggested: ‘The Court has repeatedly stressed that the
procedural obligation under Articles 2 and 3 requires an investigation to be independent and impartial, both in law
and in practice. The Court notes that the Sabail District Prosecutor’s Office, which was formally an independent
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