investigations6. Recently, the Court found that the State had a continuing
obligation to investigate Article 3 complaints even following a decision
striking out the complaint following a unilateral declaration 7.
In the case of Strogan v Ukraine 8 , the Court reiterated that for the
investigation to be regarded as “effective”, it should in principle be capable of
leading to the establishment of the facts of the case and to the identification
and punishment of those responsible: an obligation, not of result, but one of
means.
“Any deficiency in the investigation which undermines its ability to
establish the cause of injuries or the identity of the persons responsible
will risk falling foul of this standard, and a requirement of promptness
and reasonable expedition is implicit in this context”.
What constitutes effective investigations has been further defined, developed
and refined by the Court. For example, for an investigation to be thorough,
including where criminal culpability may be an issue, officers should be
interviewed as suspects 9 . Additionally, failure to conduct a prompt and
expeditious investigation may impact on its adequacy due to the increased
risk of losing evidence because of delay5. During investigations the Court has
found that there is an obligation to obtain full and accurate statements from
officers2; and that there should be critical analysis of such testimonies 10 ,
avoiding the practice of accepting accounts provided to any investigation
without question.
Other refinements as to what actions may amount to effective investigations
have been set out, for example, in the case of Alder v UK11. In this case, which
was the first occasion that the UK government admitted to violating Articles 2
and 3, the UK government provided a unilateral declaration which affirmed
that:
“The Government accept that the lack of an effective and independent
investigation in this case constitutes a violation of the procedural
obligations in Articles 2 and 3 of the Convention. Further, the
Government accept that the treatment that the Applicant’s brother
received in police custody amounted to a substantive violation of Article
3 with 14 of the Convention.
6
Buldan v Turkey (28298/95) – judgement of 20 April 2004
Jeronovičs v. Latvia (44898/10) - judgment of 5 July 2016
Strogan v Ukraine (30198/11) – judgement of 6 October 2016
9
Ramsahai v The Netherlands (52391/99) – judgement of 15 May 2007
10
Kaya v Turkey (158/1996/777/978) – judgement of 19 February 1998
11
Alder v United Kingdom (42078/02) - judgement of 22 November 2011
7
8
6