Clapham. While Professor Gaeta’s contributions largely address the extent to which
States may choose to exceed the scope of article 1 UNCAT, Professor Clapham in
the following passage is clearly addressing the scope of article 1.
“But I would go further than you - one does not even need the
involvement of a state official under the Convention. The
Convention uses the expression ‘official capacity’ in contrast
to ‘state official’. As you know, in the Zardad case in the UK
this was interpreted to cover a person working against the state
as part of a rebellion. One could not say that the state
acquiesced in the torture, and yet the defendant was convicted
and sentenced to 20 years. The judge said that in Afghanistan
there may be ‘different types of structure’ which may ‘come
within the ambit of an authority which wields power sufficient
to constitute an official body’. It seems to me that one can have
torture by an authority even where that ‘authority’ is fighting
against the state. I admit that this is just one case. But as we
know it is more likely that prosecutions will be brought for
international crimes against non-state actors than against state
actors. I have not found many national prosecutions for torture
by state actors.” (at p 292, footnotes omitted)
74.
The only unequivocal academic statement of the contrary view to which we
were referred was that of Professor Roger O’Keefe, International Criminal Law,
OUP, 2015, Ch 7. Having referred to the decision of the CAT in Elmi he continued:
“The committee stressed in the later HMHI v Australia, in
which it distinguished Elmi on the facts, that its finding in Elmi
as to ‘groups exercising quasi-governmental authority’ was
restricted to ‘the exceptional circumstances of state authority
that was wholly lacking’. But notwithstanding what the
Committee reiterated was ‘the exceptional situation in Elmi’,
the Committee’s view is open to doubt. Even more doubtful is
the ruling in the English criminal case of R v Zardad (Faryadi)
that, even where there exists a government within a state, the
expression ‘a public official or other person acting in an official
capacity’ in article 1 of the Torture Convention can extend to
‘people who are acting for an entity which has acquired de facto
effective control over an area of a country and is exercising
governmental or quasi-governmental functions in that area’.”
(at para 7.121, footnotes omitted)
Page 37
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