The territory under the jurisdiction of a state would ordinarily be understood as being
the territory over which it has de jure control. If torture carried out by insurgents in
territory under their de facto control falls within the scope of UNCAT, it follows
that article 2(1) imposes an obligation on states with which they cannot comply: they
cannot take “effective” measures in relation to territory which they do not control.
UNCAT cannot sensibly be interpreted in a way which would have the effect of
imposing an obligation on states with which they cannot comply: lex non cogit ad
impossibilia. That strongly suggests that article 2(1) cannot have been intended to
apply in those circumstances, which in turn implies that the definition of torture in
article 1 cannot have been intended to apply to torture committed by insurgent
forces, without the consent or acquiescence of the state in question.
86.
Thirdly, article 31(1) of the Vienna Convention requires a treaty to be
interpreted “in the light of its object and purpose”. UNCAT is intended, as its
preamble recites, “to make more effective the struggle against torture and other
cruel, inhuman or degrading treatment or punishment throughout the world”.
Nevertheless, by the time UNCAT was concluded, the prohibition of torture was
already recognised as a peremptory norm of international law, enshrined in article 7
of the International Covenant on Civil and Political Rights (ICCPR). The objective
of UNCAT, as appears from its substantive provisions, was more specific: to impose
obligations on states actively to prevent and punish torture, including by means of
universal jurisdiction. Thus, as I have explained, article 2 requires states to take
effective measures to prevent acts of torture, as defined in article 1, in any territory
under their jurisdiction. Article 3 prohibits states from expelling, returning or
extraditing persons to other states where they are liable to be tortured. Articles 4 to
9 make provision for states to exercise an extra-territorial jurisdiction in respect of
acts of torture, requiring them to prosecute persons within their jurisdiction who are
alleged to be responsible for torture, wherever it occurred, and to punish them if
convicted. It is for the purpose of those obligations that article 1 adopts a definition
of torture which is specifically concerned with the conduct of public officials and
other persons acting in an official capacity: a definition which is narrower than the
concept of torture in the ICCPR (or in other international law instruments, such as
common article 3 of the Geneva Conventions, the Rome Statute of the International
Criminal Court, or the statutes of the International Criminal Tribunal for the Former
Yugoslavia and the International Criminal Tribunal for Rwanda).
87.
Articles 4 to 9 of UNCAT, in requiring states to exercise a universal
jurisdiction in respect of acts committed in other states and having no connection to
themselves, are particularly significant in international law, since they make inroads
into national sovereignty. Two implications follow. First, if there is a real doubt as
to the interpretation of article 1, it is more likely, other things being equal, that the
states parties will have intended a narrower rather than a more expansive reading,
since they are unlikely to have intended to diminish their sovereignty further than
they had made reasonably clear. Secondly, one would expect there to be a
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